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F••••• A•••••••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserinstitutional managerSEC registeredRAUM 100m 1b

F••••• A•••••••

F••••• A•••••••, LLC, CRD 168408

CENTENNIAL, CO

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Search this name across graphsid dfx:ria:8db399cd-2c89-9986-8bf9-1840fcd744a0

Data as of Jan 30, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 11:50 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 2
On other graphs: 1
Observed: Apr 19, 2016 to Jan 30, 2026
13 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Allocatorsidentity

F••••• A•••••••

Investment consultant · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: institutional managerderivedprivate_client_share=0.0 fund_share=0.0 institutional_share=1.0 related_bd=false related_bank=false bd_reps=1.0
Regulatory AUM: $915M••• Locked
Discretionary RAUM: $681M
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 2
RAUM per advisor: $457Mderived

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
M••• M•••••• G••••••	n/a	GREENWOOD VILLAGE, CO	10	34	1	no
H••••• M•••• G••••••	n/a	CENTENNIAL, CO	0	11

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
F•••••••• H••••••• L••••••	SOLE SHAREHOLDER/OWNER	E	yes	06/2011	Apr 19, 2016	Jan 30, 2024
G•••••• H•••••••• L••	Shareholder	C	yes	06/2012	Apr 19, 2016	Jan 30, 2024

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025

Advisor flows

••• Locked

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$915M	$850M	7.7%	$803M	4.4%	2	2	0	0

Relationships

Registered with (2)

← H••••• M•••• G••••••Advisorregistration: current employment
Nov 5, 2025 to presentfactForm ADV
← M••• M•••••• G••••••Advisorregistration: current employment
Apr 6, 2016 to presentfactForm ADV

Controls (3)

← G••••••• M•••• M••••••OwnerELECTED MANAGER AND CHIEF COMPLIANCE OFFICER, ownership code C, individual
Apr 19, 2016 to Jan 30, 2024factForm ADV
← F•••••••• H••••••• L••••••

Dated events

Occurred
Mar 21, 2018
Regulatory AUM changed
F••••• A••••••• reported RAUM $504.0M, up 58% from $319.0M (2017-03-16 to 2018-03-21)
Form ADVobserved 7 days ago
$185M
Occurred
Apr 19, 2016
First Form ADV filing
F••••• A••••••• filed its initial SEC registration (Form ADV)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:8db399cd-2c89-9986-8bf9-1840fcd744a0
First observed: Apr 19, 2016
Last observed: Jan 30, 2026 7 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.