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Advisor at FLAGSHIP HARBOR ADVISORS, LLC
MARSHFIELD, MA | BOSTON, MA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| FLAGSHIP HARBOR ADVISORS, LLC | Independent wealth | Feb 23, 2015 | n/a | yes | BOSTON, MA|MARSHFIELD, MA | Current employment |
| PEOPLE'S SECURITIES, INC. | Former SEC adviser | Jan 8, 2013 | Jul 8, 2014 | no | BOSTON, MA|BRIDGEPORT, CT | Previous registration |
| INVESTMENT PROFESSIONALS, INC. | Former SEC adviser | Aug 13, 2008 | Dec 31, 2010 | no | WAREHAM, MA|SAN ANTONIO, TX | Previous registration |
| FIRST ALLIED ADVISORY SERVICES, INC. | Former SEC adviser | Jan 3, 2007 | Mar 28, 2007 | no | BRAINTREE, MA | Previous registration |
| SHEEHAN GORELIK LLC | n/a | Mar 21, 2006 | Dec 3, 2008 | no | CARLISLE, MA | Previous registration |
| FFP ADVISORY SERVICES INC | n/a | Jul 23, 2003 | Jan 3, 2007 | no | BRAINTREE, MA | Previous registration |
| SHEEHAN ELDER PLANNING, INC. | n/a | Apr 14, 2003 | Oct 30, 2003 | no | BRAINTREE, MA | Previous registration |
| EASTERN POINT ADVISORS INC. | n/a | Nov 9, 2001 | Oct 21, 2003 | no | BRAINTREE, MA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| PEOPLE'S SECURITIES, INC. | FLAGSHIP HARBOR ADVISORS, LLC | Jul 8, 2014 | Feb 23, 2015 | 230 | Firm change | Other |
| INVESTMENT PROFESSIONALS, INC. | PEOPLE'S SECURITIES, INC. | Dec 31, 2010 | Jan 8, 2013 | 739 | Firm change after gap | Other |
| SHEEHAN GORELIK LLC | FIRST ALLIED ADVISORY SERVICES, INC. | Dec 3, 2008 | Jan 3, 2007 | -700 | Firm change after gap | Other |
| FIRST ALLIED ADVISORY SERVICES, INC. | INVESTMENT PROFESSIONALS, INC. | Mar 28, 2007 | Aug 13, 2008 | 504 | Firm change after gap | Other |
| FFP ADVISORY SERVICES INC | SHEEHAN GORELIK LLC | Jan 3, 2007 | Mar 21, 2006 | -288 | Firm change after gap | Other |
| SHEEHAN ELDER PLANNING, INC. | FFP ADVISORY SERVICES INC | Oct 30, 2003 | Jul 23, 2003 | -99 | Firm change after gap | Other |
| EASTERN POINT ADVISORS INC. | SHEEHAN ELDER PLANNING, INC. | Oct 21, 2003 | Apr 14, 2003 | -190 | Firm change after gap | Other |