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RIA / WealthRegistered advisermixed wealth managerSEC registeredRAUM 1b 10b

1832 ASSET MANAGEMENT U.S. INC.

CRD 120836

TORONTO, ONTARIO

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Search this name across graphsid dfx:ria:8dcaec36-4b14-d185-27de-acd20ba27131

Data as of Sep 4, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 11:55 PM UTC and rebuilt at most every 15 minutes.

Relationships: 14
Dated events: 5
On other graphs: 0
Observed: Jan 31, 2012 to Sep 4, 2026
49 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: mixed wealth managerderivedprivate_client_share=0.48 fund_share=0.26 institutional_share=0.14 related_bd=true related_bank=true bd_reps=41.0
Regulatory AUM: $1.4BItem 5.F on the latest filing (2026-09-04); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $1.4B
Private client RAUM: $682MderivedItem 5.D individuals plus high net worth individuals
Private client share: 48%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 251
Advisory employees: 113
Offices: 37Schedule D 1.F, beyond the principal office
Accounts: 462
Individual clients: 152
High net worth clients: 127
Custody, client assets: $25.9M
SEC number: 801-61257
CRD: 120836
Filings on the tape: 49
First filed: Jan 31, 2012
Latest filed: Sep 4, 2026
Organised: Corporation
Website: jflglobal.com

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
PEREIRA, JOHN	Director	Na	yes	12/2015	Sep 4, 2026	Sep 4, 2026
1832 ASSET MANAGEMENT G.P. INC.	GENERAL PARTNER	F	yes	11/2009	Feb 3, 2014	Oct 23, 2024
BNS INVESTMENTS, INC.	LIMITED PARTNER	E	yes	05/2023	May 12, 2023	Oct 23, 2024
FLICK, TODD, WINSTON	DIRECTOR AND CHIEF EXECUTIVE OFFICER	Na	yes	06/2017	Jun 27, 2017	Oct 23, 2024
THE BANK OF NOVA SCOTIA	Owner	E	yes	06/1997	Jan 31, 2012	Oct 23, 2024
THE BANK OF NOVA SCOTIA	Owner	E	yes	11/2009	Jan 31, 2012	Oct 23, 2024
1832 ASSET MANAGEMENT L.P.	Owner	E	no	11/2009	Sep 4, 2026	Sep 4, 2026
Banks, Dana, Robyn	CHIEF COMPLIANCE OFFICER	Na	no	12/2018	Sep 4, 2026	Sep 4, 2026
JOSEPH, GREGORY	CHIEF FINANCIAL OFFICER EXECUTIVE OFFICER	Na	no	02/2017	Sep 4, 2026	Sep 4, 2026
Pierre-Louis, Nathalie, Therese	Director	Na	no	05/2023	Sep 4, 2026	Sep 4, 2026

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
JARISLOWSKY, FRASER LIMITED	n/a	Former SEC adviser	$38B	N	yes	n/a
1832 ASSET MANAGEMENT L.P.	n/a	n/a	n/a	Y	yes	n/a
MD FINANCIAL MANAGEMENT INC.	n/a	n/a	n/a	N	yes	n/a
MD MANAGEMENT LIMITED	n/a	n/a	n/a	N	yes	n/a
SCOTIA CAPITAL (USA) INC.	n/a	n/a	n/a	N	yes	n/a
SCOTIA CAPITAL INC.	n/a	n/a	n/a	N	yes	n/a
SCOTIA SECURITIES INC.	n/a	n/a	n/a	N	yes	n/a
SCOTIA WEALTH INSURANCE SERVICES INC.	n/a	n/a	n/a	N	yes	n/a
TANGERINE BANK	n/a	n/a	n/a	N	yes	n/a
TANGERINE INVESTMENT FUNDS LTD.	n/a	n/a	n/a	N	yes	n/a
THE BANK OF NOVA SCOTIA	n/a	n/a	n/a	Y	no	n/a
THE BANK OF NOVA SCOTIA TRUST COMPANY	n/a	n/a	n/a	N	yes	n/a
THE BANK OF NOVA SCOTIA TRUST COMPANY (BAHAMAS) LIMITED	n/a	n/a	n/a	N	yes	n/a
THE BANK OF NOVA SCOTIA TRUST COMPANY (CAYMAN) LIMITED	n/a	n/a	n/a	N	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
TORONTO, ONTARIO	n/a	Canada	19	no
OAKVILLE, ONTARIO	n/a	Canada	5	yes
CALGARY, ALBERTA	n/a	Canada	2	yes
EDMONTON, ALBERTA	n/a	Canada	2	yes
LONDON, ONTARIO	n/a	Canada	2	yes
MISSISSAUGA, ONTARIO	n/a	Canada	2	yes
MONTREAL, QUEBEC	n/a	Canada	2	yes
OTTAWA, ONTARIO	n/a	Canada	2	yes
VANCOUVER, BRITISH COLUMBIA	n/a	Canada	2	yes
VAUGHAN, ON	n/a	Canada	2	yes
n/a	n/a	n/a	1	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line; showing 14 of 15

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2024	Apr 17, 2025	$922M	$922M	59	23	13	n/a	n/a
2023	Jan 26, 2024	$787M	$787M	43	22	11	n/a	n/a
2022	Jan 26, 2023	$673M	$673M	39	18	9	n/a	n/a
2021	Jan 28, 2022	$777M	$777M	39	18	9	n/a	n/a
2020	Jan 28, 2021	$664M	$664M	27	12	7	n/a	n/a
2019	Jan 28, 2020	$653M	$653M	22	11	6	n/a	n/a
2018	Jan 25, 2019	$484M	$484M	12	12	3	n/a	n/a
2017	Jan 8, 2018	$559M	$559M	14	14	3	n/a	n/a
2016	Jan 27, 2017	$351M	$348M	15	15	n/a	n/a	n/a
2015	Feb 2, 2016	$269M	$267M	11	10	n/a	n/a	n/a
2014	Feb 2, 2015	$232M	$232M	8	8	n/a	n/a	n/a
2013	Feb 3, 2014	$256M	$256M	8	8	n/a	n/a	n/a
2012	Feb 4, 2013	$208M	$208M	8	6	n/a	n/a	n/a
2011	Jan 31, 2012	$98.9M	$98.9M	n/a	n/a	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2024	$1.4B	$787M	81.3%	$777M	22.5%	251	43	37	11

Relationships

Affiliated with (4)

→ JARISLOWSKY FRASER LTDRegistered adviserother investment adviser, pooled vehicle sponsor, common control
factForm ADV
← JARISLOWSKY FRASER LTDRegistered adviserother investment adviser, common control
factForm ADV
← SCOTIA INSTITUTIONAL ASSET MANAGEMENT US, LTD.Registered adviserother investment adviser, common control
factForm ADV
← SCOTIA INSTITUTIONAL INVESTMENTS US, LPRegistered adviserother investment adviser, common control
factForm ADV

Controls (5)

← PEREIRA, JOHNOwnerDIRECTOR, ownership code NA, individual
Feb 2, 2016 to Oct 23, 2024factForm ADV
← FLICK, TODD, WINSTONOwnerDIRECTOR AND CHIEF EXECUTIVE OFFICER, ownership code NA, individual
Jun 27, 2017 to Oct 23, 2024factForm ADV
← 1832 ASSET MANAGEMENT G.P. INC.OwnerGENERAL PARTNER, ownership code F, foreign entity
Feb 3, 2014 to Oct 23, 2024factForm ADV
← BNS INVESTMENTS, INC.OwnerLIMITED PARTNER, ownership code E, foreign entity
May 12, 2023 to Oct 23, 2024factForm ADV
← THE BANK OF NOVA SCOTIAOwnerOWNER, ownership code E, foreign entity
Jan 31, 2012 to Oct 23, 2024factForm ADV

Owns (4)

← Banks, Dana, RobynOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Dec 13, 2018 to Oct 23, 2024factForm ADV
← JOSEPH, GREGORYOwnerCHIEF FINANCIAL OFFICER, ownership code NA, individual
Mar 13, 2017 to Oct 23, 2024factForm ADV
← Pierre-Louis, Nathalie, ThereseOwnerDIRECTOR, ownership code NA, individual
May 23, 2023 to Oct 23, 2024factForm ADV
← 1832 ASSET MANAGEMENT L.P.OwnerOWNER, ownership code E, foreign entity
Oct 4, 2013 to Oct 23, 2024factForm ADV

Dated events

2 bookkeeping events (roster, classification and holdings changes) folded below

Occurred
Dec 15, 2025
Regulatory AUM changed
1832 Asset Management U.S. Inc. reported RAUM $1.4B, up 55% from $922.3M (2025-10-15 to 2025-12-15)
Form ADVobserved 4 days ago
$505M
Occurred
Sep 26, 2019
Regulatory AUM changed
1832 Asset Management U.S. Inc. reported RAUM $846.0M, up 75% from $484.1M (2019-01-25 to 2019-09-26)
Form ADVobserved 4 days ago
$362M
Occurred
Jan 8, 2018
Regulatory AUM changed
1832 Asset Management U.S. Inc. reported RAUM $558.8M, up 59% from $350.8M (2017-06-27 to 2018-01-08)
Form ADVobserved 4 days ago
$208M

Show 2 bookkeeping events

Occurred
Dec 15, 2025
1832 Asset Management U.S. Inc. reported 37 offices beyond its principal office, up from 30 (2025-10-15 to 2025-12-15)
Occurred
Oct 15, 2025
1832 Asset Management U.S. Inc. reported 30 offices beyond its principal office, up from 13 (2025-05-16 to 2025-10-15)

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:8dcaec36-4b14-d185-27de-acd20ba27131
First observed: Jan 31, 2012
Last observed: Sep 4, 2026 15 days ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

1832 ASSET MANAGEMENT U.S. INC.

CRD 120836

TORONTO, ONTARIO

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:8dcaec36-4b14-d185-27de-acd20ba27131

Data as of Sep 4, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 11:55 PM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

PEREIRA, JOHN

Director

yes

12/2015

Sep 4, 2026

1832 ASSET MANAGEMENT G.P. INC.

GENERAL PARTNER

yes

11/2009

Feb 3, 2014

Oct 23, 2024

BNS INVESTMENTS, INC.

LIMITED PARTNER

yes

05/2023

May 12, 2023

Oct 23, 2024

FLICK, TODD, WINSTON

DIRECTOR AND CHIEF EXECUTIVE OFFICER

yes

06/2017

Jun 27, 2017

Oct 23, 2024

THE BANK OF NOVA SCOTIA

Owner

yes

06/1997

Jan 31, 2012

Oct 23, 2024

THE BANK OF NOVA SCOTIA

Owner

yes

11/2009

Jan 31, 2012

Oct 23, 2024

1832 ASSET MANAGEMENT L.P.

Owner

11/2009

Sep 4, 2026

Banks, Dana, Robyn

CHIEF COMPLIANCE OFFICER

12/2018

Sep 4, 2026

JOSEPH, GREGORY

CHIEF FINANCIAL OFFICER EXECUTIVE OFFICER

02/2017

Sep 4, 2026

Pierre-Louis, Nathalie, Therese

Director

05/2023

Sep 4, 2026

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

JARISLOWSKY, FRASER LIMITED

n/a

Former SEC adviser

$38B

yes

n/a

1832 ASSET MANAGEMENT L.P.

n/a

yes

n/a

MD FINANCIAL MANAGEMENT INC.

n/a

yes

n/a

MD MANAGEMENT LIMITED

n/a

yes

n/a

SCOTIA CAPITAL (USA) INC.

n/a

yes

n/a

SCOTIA CAPITAL INC.

n/a

yes

n/a

SCOTIA SECURITIES INC.

n/a

yes

n/a

SCOTIA WEALTH INSURANCE SERVICES INC.

n/a

yes

n/a

TANGERINE BANK

n/a

yes

n/a

TANGERINE INVESTMENT FUNDS LTD.

n/a

yes

n/a

THE BANK OF NOVA SCOTIA

n/a

THE BANK OF NOVA SCOTIA TRUST COMPANY

n/a

yes

n/a

THE BANK OF NOVA SCOTIA TRUST COMPANY (BAHAMAS) LIMITED

n/a

yes

n/a

THE BANK OF NOVA SCOTIA TRUST COMPANY (CAYMAN) LIMITED

n/a

yes

n/a

City

State

Country

Employees

Also broker-dealer

TORONTO, ONTARIO

n/a

Canada

OAKVILLE, ONTARIO

n/a

Canada

yes

CALGARY, ALBERTA

n/a

Canada

yes

EDMONTON, ALBERTA

n/a

Canada

yes

LONDON, ONTARIO

n/a

Canada

yes

MISSISSAUGA, ONTARIO

n/a

Canada

yes

MONTREAL, QUEBEC

n/a

Canada

yes

OTTAWA, ONTARIO

n/a

Canada

yes

VANCOUVER, BRITISH COLUMBIA

n/a

Canada

yes

VAUGHAN, ON

n/a

Canada

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2024

Apr 17, 2025

$922M

n/a

2023

Jan 26, 2024

$787M

n/a

2022

Jan 26, 2023

$673M

n/a

2021

Jan 28, 2022

$777M

n/a

2020

Jan 28, 2021

$664M

n/a

2019

Jan 28, 2020

$653M

n/a

2018

Jan 25, 2019

$484M

n/a

2017

Jan 8, 2018

$559M

n/a

2016

Jan 27, 2017

$351M

$348M

n/a

2015

Feb 2, 2016

$269M

$267M

n/a

2014

Feb 2, 2015

$232M

n/a

2013

Feb 3, 2014

$256M

n/a

2012

Feb 4, 2013

$208M

n/a

2011

Jan 31, 2012

$98.9M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2024

$1.4B

$787M

81.3%

$777M

22.5%

251