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Advisor at TOWNELEY CAPITAL MANAGEMENT, INC.
LAGUNA HILLS, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| TOWNELEY CAPITAL MANAGEMENT, INC. | Mixed wealth | Mar 27, 2019 | n/a | yes | LAGUNA HILLS, CA | Current employment |
| LPL FINANCIAL LLC | Bd affiliated wealth | Mar 29, 2018 | Mar 11, 2019 | no | HUNTINGTON BEACH, CA|SAN DIEGO, CA|CLAREMONT, CA|CRESTLINE, CA|LA PALMA, CA|LAKE ARROWHEAD, CA|ORANGE, CA|RANCHO CUCAMONGA, CA|TUSTIN, CA|HUNTINGTON BEACH, CA | Previous registration |
| COMERICA SECURITIES | Former SEC adviser | Jan 29, 2015 | Oct 18, 2016 | no | COSTA MESA, CA | Previous registration |
| MORGAN STANLEY | Wirehouse | Jan 13, 2014 | Aug 26, 2014 | no | NEWPORT BEACH, CA | Previous registration |
| NEW ENGLAND SECURITIES CORPORATION | Former SEC adviser | May 13, 2011 | Jan 6, 2014 | no | SAN DIEGO, CA|LAGUNA HILLS, CA|NEWPORT BEACH, CA|LAGUNA HILLS, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | TOWNELEY CAPITAL MANAGEMENT, INC. | Mar 11, 2019 | Mar 27, 2019 | 16 | Firm change | RIA to RIA |
| COMERICA SECURITIES | LPL FINANCIAL LLC | Oct 18, 2016 | Mar 29, 2018 | 527 | Firm change after gap | Other |
| MORGAN STANLEY | COMERICA SECURITIES | Aug 26, 2014 | Jan 29, 2015 | 156 | Firm change | Other |
| NEW ENGLAND SECURITIES CORPORATION | MORGAN STANLEY | Jan 6, 2014 | Jan 13, 2014 | 7 | Firm change | Other |