DFX Intelligence

J••• M•••••• D•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)12 years in industry

J••• M•••••• D•••••

Advisor at C•••••••• I••••••••• R••••••• A•••••••• I•••

Keokuk, IA

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Search this name across graphsid dfx:ria:8dd073ae-9a73-fd3a-f9b2-221a61287a4f

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:29 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Jun 2, 2017 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•••••••• I••••••••• R••••••• A•••••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: May 1, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C•••••••• I••••••••• R••••••• A•••••••• I•••	Bd affiliated wealth	Oct 20, 2018	n/a	yes	Keokuk, IA	Current employment
I••••••••• A••••••• C•••	Former SEC adviser	May 31, 2018	Oct 20, 2018	no	KEOKUK, IA\|WEST DES MOINES, IA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
I••••••••• A••••••• C•••	C•••••••• I••••••••• R••••••• A•••••••• I•••	Oct 20, 2018	Oct 20, 2018	0	Bulk transfer	Ibd to ibd
Q•••••• A•••• M••••••••• I•••	I••••••••• A••••••• C•••	Mar 21, 2018	May 31, 2018

Relationships

Registered with (3)

→ C•••••••• I••••••••• R••••••• A•••••••• I•••Registered adviserregistration: current employment
Oct 20, 2018 to presentfactForm ADV
→ I••••••••• A••••••• C•••Registered adviserregistration: previous registration
May 31, 2018 to Oct 20, 2018factForm ADV
→ Q•••••• A•••• M••••••••• I•••Registered adviserregistration: previous registration
Jun 2, 2017 to Mar 21, 2018factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:8dd073ae-9a73-fd3a-f9b2-221a61287a4f
First observed: Jun 2, 2017
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.