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RIA / WealthRegistered adviserother adviserSEC registeredRAUM 10b 100b

SCHRODER INVESTMENT MANAGEMENT (JAPAN) LIMITED

CRD 306616

CHIYODA-KU, TOKYO

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:8ddb1e6d-ce73-3eae-7c94-66439045cc1c

Data as of May 11, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 12:23 PM UTC and rebuilt at most every 15 minutes.

Relationships: 14
Dated events: 4
On other graphs: 0
Observed: Dec 17, 2019 to May 11, 2026
12 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: other adviserderivedprivate_client_share=0.0 fund_share=0.32 institutional_share=0.23 related_bd=true related_bank=true bd_reps=0.0
Regulatory AUM: $11BItem 5.F on the latest filing (2026-05-11); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $11B
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 81
Advisory employees: 17
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 100
Individual clients: 0
High net worth clients: 0
SEC number: 801-117956
CRD: 306616
Filings on the tape: 12
First filed: Dec 17, 2019
Latest filed: May 11, 2026
Organised: Corporation
Website: schroders.com

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
Kurose, Noriaki	PRESIDENT, CHIEF EXECUTIVE OFFICER	Na	yes	05/2020	Jan 21, 2021	Mar 21, 2024
SCHRODER ADMINISTRATION LIMITED	Shareholder	E	yes	06/2004	Dec 17, 2019	Mar 21, 2024
SCHRODER INTERNATIONAL HOLDINGS LIMITED	Shareholder	E	yes	12/1980	Dec 17, 2019	Mar 21, 2024
SCHRODERS PLC	Shareholder	E	yes	06/2004	Dec 17, 2019	Mar 21, 2024
DURACK, CHRISTOPHER, JAMES	DIRECOTOR, MEMBER OF THE BOARD	Na	no	03/2023	Mar 21, 2024	Mar 21, 2024
NONAKA, SHINTARO	CHIEF COMPLIANCE OFFICER FOR JAPAN	Na	no	11/2019	Dec 17, 2019	Mar 21, 2024
Sugiura, Shingo	CHEIF ADMINISTRATIVE OFFICER, DIRECTOR, MEMBER OF THE BOARD	Na	no	10/2019	Dec 17, 2019	Mar 21, 2024
Toyoda, Kazuhiro	HEAD OF JAPANESE EQUITIES, DIRECOTOR, MEMBER OF THE BOARD	Na	no	09/2023	Mar 21, 2024	Mar 21, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
SCHRODER INVESTMENT MANAGEMENT NORTH AMERICA INC	n/a	Asset manager	$150B	N	yes	n/a
SCHRODER INVESTMENT MANAGEMENT NORTH AMERICA LTD	n/a	Asset manager	$83B	N	yes	n/a
SCHRODERS CAPITAL MANAGEMENT (US) INC.	n/a	Other adviser	$35B	N	yes	n/a
SCHRODER FUND ADVISORS LLC	n/a	n/a	n/a	N	yes	n/a
SCHRODER INVESTMENT MANAGEMENT (EUROPE) S.A.	n/a	n/a	n/a	N	yes	n/a
SCHRODER INVESTMENT MANAGEMENT (SINGAPORE) LTD	n/a	n/a	n/a	N	yes	n/a
SCHRODER INVESTMENT MANAGEMENT (SWITZERLAND) AG	n/a	n/a	n/a	N	yes	n/a
SCHRODER INVESTMENT MANAGEMENT AUSTRALIA LTD.	n/a	n/a	n/a	N	yes	n/a
SCHRODER INVESTMENT MANAGEMENT HONG KONG LTD.	n/a	n/a	n/a	N	yes	n/a
SCHRODER INVESTMENT MANAGEMENT LTD.	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line; showing 6 of 7

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Private funds	Fund GAV
2025	Mar 2, 2026	$11B	$11B	81	17	n/a	n/a
2024	Apr 1, 2025	$11B	$9.7B	88	18	n/a	n/a
2023	Mar 21, 2024	$14B	$13B	96	19	n/a	n/a
2022	Mar 7, 2023	$15B	$12B	102	21	n/a	n/a
2021	Jan 24, 2022	$23B	$19B	97	21	n/a	n/a
2020	Jan 21, 2021	$26B	$21B	98	20	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$11B	$11B	4.6%	$15B	-8.9%	81	88	0	0

Relationships

Affiliated with (6)

→ SCHRODER INVESTMENT MANAGEMENT NORTH AMERICA INCRegistered adviserother investment adviser, bank, common control
factForm ADV
→ SCHRODER INVESTMENT MANAGEMENT NORTH AMERICA LTDRegistered adviserother investment adviser, bank, common control
factForm ADV
→ SCHRODERS CAPITAL MANAGEMENT (US) INC.Registered adviserother investment adviser, common control
factForm ADV
← SCHRODER INVESTMENT MANAGEMENT NORTH AMERICA INCRegistered adviserother investment adviser, common control
factForm ADV
← SCHRODERS CAPITAL MANAGEMENT (US) INC.Registered adviserother investment adviser, common control
factForm ADV
← SCHRODERS CAPITAL MANAGEMENT (SWITZERLAND) AGRegistered adviserother investment adviser, common control
factForm ADV

Owns (4)

← NONAKA, SHINTAROOwnerCHIEF COMPLIANCE OFFICER FOR JAPAN, ownership code NA, individual
Dec 17, 2019 to Mar 21, 2024factForm ADV
← DURACK, CHRISTOPHER, JAMESOwnerDIRECOTOR, MEMBER OF THE BOARD, ownership code NA, individual
Mar 21, 2024 to Mar 21, 2024factForm ADV
← Sugiura, ShingoOwnerCHEIF ADMINISTRATIVE OFFICER, DIRECTOR, MEMBER OF THE BOARD, ownership code NA, individual
Dec 17, 2019 to Mar 21, 2024factForm ADV
← Toyoda, KazuhiroOwnerHEAD OF JAPANESE EQUITIES, DIRECOTOR, MEMBER OF THE BOARD, ownership code NA, individual
Mar 21, 2024 to Mar 21, 2024factForm ADV

Controls (4)

← Kurose, NoriakiOwnerPRESIDENT, CHIEF EXECUTIVE OFFICER, ownership code NA, individual
Jan 21, 2021 to Mar 21, 2024factForm ADV
← SCHRODER ADMINISTRATION LIMITEDOwnerSHAREHOLDER, ownership code E, foreign entity
Dec 17, 2019 to Mar 21, 2024factForm ADV
← SCHRODER INTERNATIONAL HOLDINGS LIMITEDOwnerSHAREHOLDER, ownership code E, foreign entity
Dec 17, 2019 to Mar 21, 2024factForm ADV
← SCHRODERS PLCOwnerSHAREHOLDER, ownership code E, foreign entity
Dec 17, 2019 to Mar 21, 2024factForm ADV

Dated events

Occurred
Mar 7, 2023
Regulatory AUM changed
Schroder Investment Management (Japan) Limited reported RAUM $14.6B, down 36% from $22.6B (2022-01-24 to 2023-03-07)
Form ADVobserved 6 days ago
$-8.0B
Occurred
Jan 21, 2021
Control person joined
Noriaki Kurose (President, Chief Executive Officer) appeared on Schedule A of Schroder Investment Management (Japan) Limited
Form ADVobserved 6 days ago
Occurred
Jan 21, 2021
Control person left
Shigesuke Kashiwagi (Ceo, Representative Director) no longer on Schedule A of Schroder Investment Management (Japan) Limited (listed 2020-02-05, absent 2021-01-21)
Form ADVobserved 6 days ago
Occurred
Dec 17, 2019
First Form ADV filing
Schroder Investment Management (Japan) Limited filed its initial SEC registration (Form ADV)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:8ddb1e6d-ce73-3eae-7c94-66439045cc1c
First observed: Dec 17, 2019
Last observed: May 11, 2026 4 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

SCHRODER INVESTMENT MANAGEMENT (JAPAN) LIMITED

CRD 306616

CHIYODA-KU, TOKYO

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:8ddb1e6d-ce73-3eae-7c94-66439045cc1c

Data as of May 11, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 12:23 PM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

Kurose, Noriaki

PRESIDENT, CHIEF EXECUTIVE OFFICER

yes

05/2020

Jan 21, 2021

Mar 21, 2024

SCHRODER ADMINISTRATION LIMITED

Shareholder

yes

06/2004

Dec 17, 2019

Mar 21, 2024

SCHRODER INTERNATIONAL HOLDINGS LIMITED

Shareholder

yes

12/1980

Dec 17, 2019

Mar 21, 2024

SCHRODERS PLC

Shareholder

yes

06/2004

Dec 17, 2019

Mar 21, 2024

DURACK, CHRISTOPHER, JAMES

DIRECOTOR, MEMBER OF THE BOARD

03/2023

Mar 21, 2024

NONAKA, SHINTARO

CHIEF COMPLIANCE OFFICER FOR JAPAN

11/2019

Dec 17, 2019

Mar 21, 2024

Sugiura, Shingo

CHEIF ADMINISTRATIVE OFFICER, DIRECTOR, MEMBER OF THE BOARD

10/2019

Dec 17, 2019

Mar 21, 2024

Toyoda, Kazuhiro

HEAD OF JAPANESE EQUITIES, DIRECOTOR, MEMBER OF THE BOARD

09/2023

Mar 21, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

SCHRODER INVESTMENT MANAGEMENT NORTH AMERICA INC

n/a

Asset manager

$150B

yes

n/a

SCHRODER INVESTMENT MANAGEMENT NORTH AMERICA LTD

n/a

Asset manager

$83B

yes

n/a

SCHRODERS CAPITAL MANAGEMENT (US) INC.

n/a

Other adviser

$35B

yes

n/a

SCHRODER FUND ADVISORS LLC

n/a

yes

n/a

SCHRODER INVESTMENT MANAGEMENT (EUROPE) S.A.

n/a

yes

n/a

SCHRODER INVESTMENT MANAGEMENT (SINGAPORE) LTD

n/a

yes

n/a

SCHRODER INVESTMENT MANAGEMENT (SWITZERLAND) AG

n/a

yes

n/a

SCHRODER INVESTMENT MANAGEMENT AUSTRALIA LTD.

n/a

yes

n/a

SCHRODER INVESTMENT MANAGEMENT HONG KONG LTD.

n/a

yes

n/a

SCHRODER INVESTMENT MANAGEMENT LTD.

n/a

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 2, 2026

$11B

n/a

2024

Apr 1, 2025

$11B

$9.7B

n/a

2023

Mar 21, 2024

$14B

$13B

n/a

2022

Mar 7, 2023

$15B

$12B

102

n/a

2021

Jan 24, 2022

$23B

$19B

n/a

2020

Jan 21, 2021

$26B

$21B

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$11B

4.6%

$15B

-8.9%