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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM under $100M

NORTHLIGHT FINANCIAL LLC

CRD 139223

NEW YORK, NY

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Search this name across graphsid dfx:ria:8ddd96c8-a1b2-272d-4f98-0f5baf0d0fa0

Data as of Feb 14, 2018 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 7:21 AM UTC and rebuilt at most every 15 minutes.

Relationships: 16
Dated events: 0
On other graphs: 1
Observed: Dec 2, 2011 to Feb 14, 2018
12 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

Northlight Financial LLC

Private equity manager · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $88.7MItem 5.F on the latest filing (2018-02-14); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $2.4M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 5
Advisory employees: 5
Offices: 1Schedule D 1.F, beyond the principal office
Accounts: 3
Individual clients: 0
High net worth clients: 0
Private funds: 2Schedule D 7.B(1)
Private fund GAV: $12.0Mgross asset value as reported per fund; never fund size
Custody, client assets: $0
SEC number: 801-66034
CRD: 139223
Filings on the tape: 12
First filed: Dec 2, 2011
Latest filed: Feb 14, 2018
Organised: Limited Liability Company, Delaware

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
PDS LENDCO LP	Private Equity Fund	$150M	Sep 21, 2016	1	Mar 10, 2016	dropped	n/a
NORTHLIGHT LP	Private Equity Fund	$112M	Mar 25, 2015	1	Mar 30, 2012	dropped	n/a
NORTHLIGHT FOOD FRANCHISE FUND LP	Private Equity Fund	$35.5M	Mar 25, 2015	1	Mar 26, 2014	dropped	n/a
SOUTHLIGHT A LP	Private Equity Fund	$9.5M	Feb 14, 2018	1	Mar 30, 2012	reported	n/a
NORTHLIGHT FUND LP	Hedge Fund	$2.4M	Feb 14, 2018	5	Mar 30, 2012	reported	021-129742

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
HIRSCHHORN, MARK, PHILIP	MEMBER AND CHIEF COMPLIANCE OFFICER	C	yes	09/2016	Dec 2, 2011	Feb 14, 2018
JAHRMARKT, MICHAEL, HENRY	MANAGING MEMBER	C	yes	11/2002	Dec 2, 2011	Feb 14, 2018
WOODS, ROBERT, BRYAN	Member	C	yes	11/2002	Dec 2, 2011	Feb 14, 2018
FIDUCIARY MANAGEMENT SERVICES, INC.	Trustee	F	no	03/2002	Dec 2, 2011	Feb 14, 2018
JAHRMARKT, CHRISTOPHER, ERIC	MEMBER & MANAGING DIRECTOR	A	no	01/2010	Dec 2, 2011	Feb 14, 2018
JL HOLDINGS 2002 LLC	Member	B	no	11/2002	Dec 2, 2011	Feb 14, 2018
KELLY, TOM	Shareholder	E	no	03/2002	Dec 2, 2011	Feb 14, 2018
THE 2002 JUSTIN HABER TRUST	Member	C	no	09/2002	Dec 2, 2011	Feb 14, 2018
THE 2002 LILY HABER TRUST	Member	C	no	09/2002	Dec 2, 2011	Feb 14, 2018
THE 2002 SAMANTHA HABER TRUST	Member	C	no	09/2002	Dec 2, 2011	Feb 14, 2018

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
NORTHLIGHT CAPITAL PARTNERS LLC	n/a	Asset manager	$582M	N	no	n/a
NORTHLIGHT GP II LLC	n/a	n/a	n/a	N	yes	n/a
NORTHLIGHT GP LLC	n/a	n/a	n/a	N	yes	n/a
NORTHLIGHT SPECIAL GP I LLC	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2017	Feb 14, 2018	$88.7M	$2.4M	5	5	1	2	$12.0M
2016	Mar 15, 2017	$164M	$5.3M	5	5	n/a	2	$14.9M
2015	Mar 10, 2016	$342M	$7.6M	5	5	n/a	3	$160M
2014	Mar 25, 2015	$202M	$45.5M	5	5	n/a	4	$161M
2013	Mar 26, 2014	$227M	$66.0M	5	5	n/a	4	$185M
2012	Mar 28, 2013	$286M	$97.4M	5	5	n/a	3	$92.0M
2011	Mar 30, 2012	$298M	$171M	n/a	n/a	n/a	3	$74.6M

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2017	$88.7M	$164M	-45.9%	$202M	-24.0%	5	5	1	n/a

Relationships

Affiliated with (1)

→ NORTHLIGHT CAPITAL PARTNERSRegistered adviserother investment adviser
factForm ADV

Advises (5)

→ NORTHLIGHT FUND LPPrivate fundHedge Fund, IA
Mar 30, 2012 to presentfactForm ADV
→ SOUTHLIGHT A LPPrivate fundPrivate Equity Fund, IA
Mar 30, 2012 to presentfactForm ADV
→ PDS LENDCO LPPrivate fundPrivate Equity Fund, IA, no longer reported
Mar 10, 2016 to Sep 21, 2016factForm ADV
→ NORTHLIGHT LPPrivate fundPrivate Equity Fund, IA, no longer reported
Mar 30, 2012 to Mar 25, 2015factForm ADV
→ NORTHLIGHT FOOD FRANCHISE FUND LPPrivate fundPrivate Equity Fund, IA, no longer reported
Mar 26, 2014 to Mar 25, 2015factForm ADV

Controls (3)

← WOODS, ROBERT, BRYANOwnerMEMBER, ownership code C, individual
Dec 2, 2011 to presentfactForm ADV
← JAHRMARKT, MICHAEL, HENRYOwnerMANAGING MEMBER, ownership code C, individual
Dec 2, 2011 to presentfactForm ADV
← HIRSCHHORN, MARK, PHILIPOwnerMEMBER AND CHIEF COMPLIANCE OFFICER, ownership code C, individual
Dec 2, 2011 to presentfactForm ADV

Owns (7)

← JAHRMARKT, CHRISTOPHER, ERICOwnerMEMBER & MANAGING DIRECTOR, ownership code A, individual
Dec 2, 2011 to presentfactForm ADV
← KELLY, TOMOwnerSHAREHOLDER, ownership code E, individual
Dec 2, 2011 to presentfactForm ADV
← FIDUCIARY MANAGEMENT SERVICES, INC.OwnerTRUSTEE, ownership code F, domestic entity
Dec 2, 2011 to presentfactForm ADV
← JL HOLDINGS 2002 LLCOwnerMEMBER, ownership code B, domestic entity
Dec 2, 2011 to presentfactForm ADV
← THE 2002 JUSTIN HABER TRUSTOwnerMEMBER, ownership code C, domestic entity
Dec 2, 2011 to presentfactForm ADV
← THE 2002 LILY HABER TRUSTOwnerMEMBER, ownership code C, domestic entity
Dec 2, 2011 to presentfactForm ADV
← THE 2002 SAMANTHA HABER TRUSTOwnerMEMBER, ownership code C, domestic entity
Dec 2, 2011 to presentfactForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:8ddd96c8-a1b2-272d-4f98-0f5baf0d0fa0
First observed: Dec 2, 2011
Last observed: Feb 14, 2018 104 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

NORTHLIGHT FINANCIAL LLC

CRD 139223

NEW YORK, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:8ddd96c8-a1b2-272d-4f98-0f5baf0d0fa0

Data as of Feb 14, 2018 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 7:21 AM UTC and rebuilt at most every 15 minutes.

Fund

Type

Reported GAV

As of

Owners

First reported

Status

Form D file

PDS LENDCO LP

Private Equity Fund

$150M

Sep 21, 2016

Mar 10, 2016

dropped

n/a

NORTHLIGHT LP

Private Equity Fund

$112M

Mar 25, 2015

Mar 30, 2012

dropped

n/a

NORTHLIGHT FOOD FRANCHISE FUND LP

Private Equity Fund

$35.5M

Mar 25, 2015

Mar 26, 2014

dropped

n/a

SOUTHLIGHT A LP

Private Equity Fund

$9.5M

Feb 14, 2018

Mar 30, 2012

reported

n/a

NORTHLIGHT FUND LP

Hedge Fund

$2.4M

Feb 14, 2018

Mar 30, 2012

reported

021-129742

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

HIRSCHHORN, MARK, PHILIP

MEMBER AND CHIEF COMPLIANCE OFFICER

yes

09/2016

Dec 2, 2011

Feb 14, 2018

JAHRMARKT, MICHAEL, HENRY

MANAGING MEMBER

yes

11/2002

Dec 2, 2011

Feb 14, 2018

WOODS, ROBERT, BRYAN

Member

yes

11/2002

Dec 2, 2011

Feb 14, 2018

FIDUCIARY MANAGEMENT SERVICES, INC.

Trustee

03/2002

Dec 2, 2011

Feb 14, 2018

JAHRMARKT, CHRISTOPHER, ERIC

MEMBER & MANAGING DIRECTOR

01/2010

Dec 2, 2011

Feb 14, 2018

JL HOLDINGS 2002 LLC

Member

11/2002

Dec 2, 2011

Feb 14, 2018

KELLY, TOM

Shareholder

03/2002

Dec 2, 2011

Feb 14, 2018

THE 2002 JUSTIN HABER TRUST

Member

09/2002

Dec 2, 2011

Feb 14, 2018

THE 2002 LILY HABER TRUST

Member

09/2002

Dec 2, 2011

Feb 14, 2018

THE 2002 SAMANTHA HABER TRUST

Member

09/2002

Dec 2, 2011

Feb 14, 2018

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

NORTHLIGHT CAPITAL PARTNERS LLC

n/a

Asset manager

$582M

n/a

NORTHLIGHT GP II LLC

n/a

yes

n/a

NORTHLIGHT GP LLC

n/a

yes

n/a

NORTHLIGHT SPECIAL GP I LLC

n/a

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2017

Feb 14, 2018

$88.7M

$2.4M

$12.0M

2016

Mar 15, 2017

$164M

$5.3M

n/a

$14.9M

2015

Mar 10, 2016

$342M

$7.6M

n/a

$160M

2014

Mar 25, 2015

$202M

$45.5M

n/a

$161M

2013

Mar 26, 2014

$227M

$66.0M

n/a

$185M

2012

Mar 28, 2013

$286M

$97.4M

n/a

$92.0M

2011

Mar 30, 2012

$298M

$171M

n/a

$74.6M

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2017

$88.7M

$164M

-45.9%

$202M

-24.0%

n/a