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Advisor at STONEX ADVISORS INC.
DALLAS, TX | BIRMINGHAM, AL | Baton Rouge, LA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| STONEX ADVISORS INC. | Bd affiliated wealth | Jun 30, 2016 | n/a | yes | Baton Rouge, LA|BIRMINGHAM, AL|DALLAS, TX | Current employment |
| STERNE AGEE ASSET MANAGEMENT, INC. | Former SEC adviser | Jun 8, 2012 | Jun 30, 2016 | no | BATON ROUGE, LA | Previous registration |
| MORGAN STANLEY | Wirehouse | Jan 3, 2012 | Mar 9, 2012 | no | Baton Rouge, LA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| STERNE AGEE ASSET MANAGEMENT, INC. | STONEX ADVISORS INC. | Jun 30, 2016 | Jun 30, 2016 | 0 | Bulk transfer | Other |
| MORGAN STANLEY | STERNE AGEE ASSET MANAGEMENT, INC. | Mar 9, 2012 | Jun 8, 2012 | 91 | Firm change | Other |