DFX Intelligence
Data Factory
Reading the graph
Reading the graph
Advisor at J.P. MORGAN SECURITIES LLC
Minneapolis, MN
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| J.P. MORGAN SECURITIES LLC | Wirehouse | Jan 27, 2022 | n/a | yes | Minneapolis, MN | Current employment |
| PIPER SANDLER & CO. | Institutional manager | Aug 5, 2016 | Mar 9, 2020 | no | MINNEAPOLIS, MN | Previous registration |
| PIPER JAFFRAY INVESTMENT MANAGEMENT, LLC | Former SEC adviser | Aug 27, 2013 | Aug 5, 2016 | no | MINNEAPOLIS, MN | Previous registration |
| NFP ADVISOR SERVICES, LLC | Former SEC adviser | Oct 30, 2012 | Jul 17, 2013 | no | BALTIMORE, MD | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| PIPER SANDLER & CO. | J.P. MORGAN SECURITIES LLC | Mar 9, 2020 | Jan 27, 2022 | 689 | Firm change after gap | Other |
| PIPER JAFFRAY INVESTMENT MANAGEMENT, LLC | PIPER SANDLER & CO. | Aug 5, 2016 | Aug 5, 2016 | 0 | Firm change | Other |
| NFP ADVISOR SERVICES, LLC | PIPER JAFFRAY INVESTMENT MANAGEMENT, LLC | Jul 17, 2013 | Aug 27, 2013 | 41 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 145876:665:MN:2016-08-05 | Aug 5, 2016 | Aug 5, 2016 | MINNEAPOLIS, MN | Firm change |