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Advisor at LPL FINANCIAL LLC
TEMPE, AZ | PRESCOTT VALLEY, AZ
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | Bd affiliated wealth | Jul 26, 2021 | n/a | yes | PRESCOTT VALLEY, AZ|TEMPE, AZ | Current employment |
| MORGAN STANLEY | Wirehouse | Jun 1, 2009 | Mar 17, 2020 | no | PURCHASE, NY|SOUTH JORDAN, UT|JERSEY CITY, NJ|PURCHASE, NY|SOUTH JORDAN, UT | Previous registration |
| MORGAN STANLEY & CO. LLC | n/a | May 31, 2007 | Jun 1, 2009 | no | PURCHASE, NY | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MORGAN STANLEY | LPL FINANCIAL LLC | Mar 17, 2020 | Jul 26, 2021 | 496 | Firm change after gap | Wirehouse to ibd |
| MORGAN STANLEY & CO. LLC | MORGAN STANLEY | Jun 1, 2009 | Jun 1, 2009 | 0 | Bulk transfer | Other |