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S•••• D•••• R•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)25 years in industry

S•••• D•••• R•••

Advisor at K••••• A••••••• S•••••••• L••

York, PA | AUSTIN, TX | SYKESVILLE, MD | HANOVER, PA

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Search this name across graphsid dfx:ria:8e118e2c-61c0-3900-d05a-72ac453688be

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 10:53 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Feb 22, 2002 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: K••••• A••••••• S•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Feb 6, 2001earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
K••••• A••••••• S•••••••• L••	Bd affiliated wealth	Aug 15, 2024	n/a	yes	HANOVER, PA\|York, PA\|SYKESVILLE, MD\|AUSTIN, TX	Current employment
O•••• F•• I•••	Former SEC adviser	Nov 1, 2016	Aug 15, 2024	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
O•••• F•• I•••	K••••• A••••••• S•••••••• L••	Aug 15, 2024	Aug 15, 2024	0	Firm change	Ibd to ibd
C•••••• G•••• • C• I••	O•••• F•• I•••	Nov 1, 2016

Relationships

Registered with (5)

→ K••••• A••••••• S•••••••• L••Registered adviserregistration: current employment
Aug 15, 2024 to presentfactForm ADV
→ O•••• F•• I•••Registered adviserregistration: previous registration
Nov 1, 2016 to Aug 15, 2024factForm ADV
→ C•••••• G•••• • C• I••Registered adviserregistration: previous registration
Oct 18, 2013 to Nov 1, 2016factForm ADV
→ P•• W••••• M•••••••••

Dated events

Occurred
Aug 15, 2024
Advisor changed firm
S•••• D•••• R••• left O•••• F•• I••• for K••••• A••••••• S•••••••• L•• (registered 2024-08-15)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:8e118e2c-61c0-3900-d05a-72ac453688be
First observed: Feb 22, 2002
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.