DFX Intelligence

D••••••• L••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)14 years in industry

D••••••• L••••••

Advisor at H•••••• I••••••••• L••

CHARLOTTE, NC

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Search this name across graphsid dfx:ria:8e16b149-1c80-939a-7dad-168b3a9923ad

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 4:29 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Dec 15, 2014 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: H•••••• I••••••••• L••
Current firm class: asset managerderived
Book size: not public••• Locked
Industry start: Mar 23, 2012earliest registration or exam on IAPD
Years in industry: 14derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
H•••••• I••••••••• L••	Asset manager	Nov 30, 2018	n/a	yes	CHARLOTTE, NC	Current employment
L•• F•••••••• L••	Bd affiliated wealth	Oct 17, 2016	Oct 16, 2018	no	FORT MILL, SC	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
L•• F•••••••• L••	H•••••• I••••••••• L••	Oct 16, 2018	Nov 30, 2018	45	Firm change	Other
M•• F•••••••• S•••••••• I•••	L•• F•••••••• L••	Sep 27, 2016	Oct 17, 2016

Relationships

Registered with (3)

→ H•••••• I••••••••• L••Registered adviserregistration: current employment
Nov 30, 2018 to presentfactForm ADV
→ L•• F•••••••• L••Registered adviserregistration: previous registration
Oct 17, 2016 to Oct 16, 2018factForm ADV
→ M•• F•••••••• S•••••••• I•••Registered adviserregistration: previous registration
Dec 15, 2014 to Sep 27, 2016factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:8e16b149-1c80-939a-7dad-168b3a9923ad
First observed: Dec 15, 2014
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.