DFX Intelligence

T••••• W•••••• V••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor34 years in industry

T••••• W•••••• V••••••••

Advisor at F•••••••• F•••••••• G••••• L••

SAN RAFAEL, CA

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Search this name across graphsid dfx:ria:8e188040-659e-396b-6383-a6b7158d474a

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 11:47 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: May 2, 1996 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: F•••••••• F•••••••• G••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jan 1, 1992earliest registration or exam on IAPD
Years in industry: 34derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
F•••••••• F•••••••• G••••• L••	Independent wealth	Jun 27, 2022	n/a	yes	SAN RAFAEL, CA	Current employment
E•• A•••••••••	n/a	Jan 18, 2018	Jan 5, 2024	no	San Rafael, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
E•• A•••••••••	F•••••••• F•••••••• G••••• L••	Jan 5, 2024	Jun 27, 2022	-557	Firm change after gap	Other

Relationships

Registered with (2)

→ F•••••••• F•••••••• G••••• L••Registered adviserregistration: current employment
Jun 27, 2022 to presentfactForm ADV
→ E•• A•••••••••Registered adviserregistration: previous registration
Jan 18, 2018 to Jan 5, 2024factForm ADV

Dated events

Occurred
Jan 5, 2024
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:8e188040-659e-396b-6383-a6b7158d474a
First observed: May 2, 1996
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.