DFX Intelligence

L•••• V•••••• M•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)19 years in industry

L•••• V•••••• M•••

Advisor at M• H••••••• S••••••••• I•••

National City, CA | PORTLAND, OR

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 5:44 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: May 14, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M• H••••••• S••••••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: May 11, 2007earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M• H••••••• S••••••••• I•••	Bd affiliated wealth	Aug 13, 2021	n/a	yes	PORTLAND, OR\|National City, CA	Current employment
C••••••••• F•••••••• N••••••	National bd RIA	Apr 5, 2012	Jul 26, 2021	no	SAN DIEGO, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C••••••••• F•••••••• N••••••	M• H••••••• S••••••••• I•••	Jul 26, 2021	Aug 13, 2021	18	Firm change	Ibd to ibd
F•••• A••••• S••••••••• I•••	C••••••••• F•••••••• N••••••	Apr 2, 2012	Apr 5, 2012

Relationships

Registered with (4)

→ M• H••••••• S••••••••• I•••Registered adviserregistration: current employment
Aug 13, 2021 to presentfactForm ADV
→ C••••••••• F•••••••• N••••••Registered adviserregistration: previous registration
Apr 5, 2012 to Jul 26, 2021factForm ADV
→ F•••• A••••• S••••••••• I•••Registered adviserregistration: previous registration
Oct 4, 2010 to Apr 2, 2012factForm ADV
→ L•• F•••••••• L••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: May 14, 2007
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.