DFX Intelligence

K••• J••••• P••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner13 years in industry

K••• J••••• P••••••

Advisor at M•••••• P••••••••• P•••••••• L•••

WAUSAU, WI | DULUTH, MN

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Search this name across graphsid dfx:ria:8e248b1a-3ee6-4a7a-b935-b2d5da4b01a0

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:55 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Jun 11, 2013 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M•••••• P••••••••• P•••••••• L•••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jun 10, 2013earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M•••••• P••••••••• P•••••••• L•••	Independent wealth	Nov 2, 2021	n/a	yes	DULUTH, MN\|WAUSAU, WI	Current employment
C•••••• L••	Independent wealth	Aug 12, 2013	Oct 23, 2019	no	DULUTH, MN	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C•••••• L••	M•••••• P••••••••• P•••••••• L•••	Oct 23, 2019	Nov 2, 2021	741	Firm change after gap	RIA to RIA
R•••••• J•••• • A••••••••• I•••	C•••••• L••	Aug 6, 2013	Aug 12, 2013

Relationships

Registered with (3)

→ M•••••• P••••••••• P•••••••• L•••Registered adviserregistration: current employment
Nov 2, 2021 to presentfactForm ADV
→ C•••••• L••Registered adviserregistration: previous registration
Aug 12, 2013 to Oct 23, 2019factForm ADV
→ R•••••• J•••• • A••••••••• I•••Registered adviserregistration: previous registration
Jun 11, 2013 to Aug 6, 2013factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:8e248b1a-3ee6-4a7a-b935-b2d5da4b01a0
First observed: Jun 11, 2013
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.