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Reading the graph
Advisor at D.A. DAVIDSON & CO.
FRANKLIN, TN
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| D.A. DAVIDSON & CO. | Independent wealth | Jun 19, 2024 | n/a | yes | FRANKLIN, TN | Current employment |
| RAYMOND JAMES & ASSOCIATES, INC. | National bd RIA | Sep 22, 2006 | Jun 21, 2024 | no | NASHVILLE, TN|PALM DESERT, CA|NASHVILLE, TN|Las Vegas, NV|Las Vegas, NV | Previous registration |
| SUNTRUST INVESTMENT SERVICES, INC. | Former SEC adviser | Jun 30, 2005 | Oct 6, 2006 | no | NASHVILLE, TN | Previous registration |
| TRUIST SECURITIES, INC. | n/a | Jul 8, 2002 | Jun 30, 2005 | no | NASHVILLE, TN | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| RAYMOND JAMES & ASSOCIATES, INC. | D.A. DAVIDSON & CO. | Jun 21, 2024 | Jun 19, 2024 | -2 | Firm change | Ibd to RIA |
| SUNTRUST INVESTMENT SERVICES, INC. | RAYMOND JAMES & ASSOCIATES, INC. | Oct 6, 2006 | Sep 22, 2006 | -14 | Firm change | Other |
| TRUIST SECURITIES, INC. | SUNTRUST INVESTMENT SERVICES, INC. | Jun 30, 2005 | Jun 30, 2005 | 0 | Firm change | Other |