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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

MITCHELL GROUP INC

THE MITCHELL GROUP, INC., CRD 106917

HOUSTON, TX

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:8e3a6497-d336-dd7f-e887-f1bb8e088f52

Data as of Mar 29, 2019 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 9:25 PM UTC and rebuilt at most every 15 minutes.

Relationships: 14
Dated events: 2
On other graphs: 0
Observed: Mar 30, 2012 to Mar 29, 2019
9 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $168MItem 5.F on the latest filing (2019-03-29); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $168M
Private client RAUM: $54.3MderivedItem 5.D individuals plus high net worth individuals
Private client share: 32%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 5
Advisory employees: 1
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 50
High net worth clients: 35
Private funds: 1Schedule D 7.B(1)
Private fund GAV: $5.3Mgross asset value as reported per fund; never fund size
Custody, client assets: $5.3M
SEC number: 801-34644
CRD: 106917
Filings on the tape: 9
First filed: Mar 30, 2012
Latest filed: Mar 29, 2019
Organised: Corporation, Delaware

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
TMG INVESTMENT FUND, L.P.	Other Private Fund	$5.3M	Mar 29, 2019	6	Apr 3, 2017	reported	021-261024

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
GROPPE, ERNEST, HENRY	Director	B	yes	07/2003	Mar 30, 2012	Mar 29, 2019
HOHERTZ, DOUGLAS, MABRY	CHIEF INVESTMENT OFFICER/DIRECTOR	B	yes	12/2010	Mar 30, 2012	Mar 29, 2019
JOLLY, TERRY, WALLACE	VICE PRESIDENT/DIRECTOR	A	yes	04/1990	Mar 30, 2012	Mar 29, 2019
MITCHELL, BRADLEY, WALKER	PRESIDENT/CHIEF COMPLIANCE OFFICER/DIRECTOR	D	yes	09/2013	Mar 31, 2014	Mar 29, 2019
MITCHELL, BRADLEY, WALKER	Trustee	D	yes	12/2013	Mar 31, 2014	Mar 29, 2019
ANGUS PARKER MITCHELL TRUST	Shareholder	B	no	12/2013	Mar 31, 2014	Mar 29, 2019
BRADLEY WALKER MITCHELL TRUST	Shareholder	B	no	12/2013	Mar 31, 2014	Mar 29, 2019
CALUM WESLEY MITCHELL TRUST	Shareholder	B	no	12/2013	Mar 31, 2014	Mar 29, 2019
DANA LARKIN MITCHELL TRUST	Shareholder	B	no	12/2013	Mar 31, 2014	Mar 29, 2019
LESLIE CLAY MITCHELL TRUST	Shareholder	B	no	12/2013	Mar 31, 2014	Mar 29, 2019
STEPHENS, DEBORAH, ANN	CORPORATE SECRETARY/VICE PRESIDENT	Na	no	11/2006	Mar 30, 2012	Mar 29, 2019

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2018	Mar 29, 2019	$168M	$168M	5	1	0	1	$5.3M
2017	Mar 29, 2018	$610M	$610M	9	4	0	1	$37.9M
2016	Apr 3, 2017	$1.0B	$1.0B	8	4	n/a	1	$36.9M
2015	Mar 30, 2016	$777M	$777M	8	4	n/a	n/a	n/a
2014	Mar 31, 2015	$900M	$900M	8	4	n/a	n/a	n/a
2013	Mar 31, 2014	$1.0B	$1.0B	8	3	n/a	n/a	n/a
2012	Mar 28, 2013	$827M	$827M	7	3	n/a	n/a	n/a
2011	Mar 30, 2012	$659M	$659M	n/a	n/a	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2018	$168M	$610M	-72.4%	$777M	-40.0%	5	9	0	0

Relationships

Advises (1)

→ TMG INVESTMENT FUND, L.P.Private fundOther Private Fund, IA
Apr 3, 2017 to presentfactForm ADV

Controls (4)

← MITCHELL, BRADLEY, WALKEROwnerTRUSTEE, ownership code D, individual
Mar 31, 2014 to presentfactForm ADV
← HOHERTZ, DOUGLAS, MABRYOwnerCHIEF INVESTMENT OFFICER/DIRECTOR, ownership code B, individual
Mar 30, 2012 to presentfactForm ADV
← GROPPE, ERNEST, HENRYOwnerDIRECTOR, ownership code B, individual
Mar 30, 2012 to presentfactForm ADV
← JOLLY, TERRY, WALLACEOwnerVICE PRESIDENT/DIRECTOR, ownership code A, individual
Mar 30, 2012 to presentfactForm ADV

Owns (6)

← STEPHENS, DEBORAH, ANNOwnerCORPORATE SECRETARY/VICE PRESIDENT, ownership code NA, individual
Mar 30, 2012 to presentfactForm ADV
← ANGUS PARKER MITCHELL TRUSTOwnerSHAREHOLDER, ownership code B, domestic entity
Mar 31, 2014 to presentfactForm ADV
← BRADLEY WALKER MITCHELL TRUSTOwnerSHAREHOLDER, ownership code B, domestic entity
Mar 31, 2014 to presentfactForm ADV
← CALUM WESLEY MITCHELL TRUSTOwnerSHAREHOLDER, ownership code B, domestic entity
Mar 31, 2014 to presentfactForm ADV
← DANA LARKIN MITCHELL TRUSTOwnerSHAREHOLDER, ownership code B, domestic entity
Mar 31, 2014 to presentfactForm ADV
← LESLIE CLAY MITCHELL TRUSTOwnerSHAREHOLDER, ownership code B, domestic entity
Mar 31, 2014 to presentfactForm ADV

Registered with (2)

← ANTHONY MARIO MONTANOAdvisorregistration: previous registration
Jan 31, 2014 to Jun 11, 2019factForm ADV
← DOUGLAS MABRY HOHERTZAdvisorregistration: previous registration
Mar 17, 2003 to Jun 11, 2019factForm ADV

Dated events

Occurred
Mar 29, 2019
Regulatory AUM changed
Mitchell Group Inc reported RAUM $168.2M, down 72% from $610.2M (2018-03-29 to 2019-03-29)
Form ADVobserved 4 days ago
$-442M
Occurred
Mar 29, 2018
Regulatory AUM changed
Mitchell Group Inc reported RAUM $610.2M, down 40% from $1.0B (2017-04-03 to 2018-03-29)
Form ADVobserved 4 days ago
$-404M

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:8e3a6497-d336-dd7f-e887-f1bb8e088f52
First observed: Mar 30, 2012
Last observed: Mar 29, 2019 91 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

MITCHELL GROUP INC

THE MITCHELL GROUP, INC., CRD 106917

HOUSTON, TX

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:8e3a6497-d336-dd7f-e887-f1bb8e088f52

Data as of Mar 29, 2019 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 9:25 PM UTC and rebuilt at most every 15 minutes.

Fund

Type

Reported GAV

As of

Owners

First reported

Status

Form D file

TMG INVESTMENT FUND, L.P.

Other Private Fund

$5.3M

Mar 29, 2019

Apr 3, 2017

reported

021-261024

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

GROPPE, ERNEST, HENRY

Director

yes

07/2003

Mar 30, 2012

Mar 29, 2019

HOHERTZ, DOUGLAS, MABRY

CHIEF INVESTMENT OFFICER/DIRECTOR

yes

12/2010

Mar 30, 2012

Mar 29, 2019

JOLLY, TERRY, WALLACE

VICE PRESIDENT/DIRECTOR

yes

04/1990

Mar 30, 2012

Mar 29, 2019

MITCHELL, BRADLEY, WALKER

PRESIDENT/CHIEF COMPLIANCE OFFICER/DIRECTOR

yes

09/2013

Mar 31, 2014

Mar 29, 2019

MITCHELL, BRADLEY, WALKER

Trustee

yes

12/2013

Mar 31, 2014

Mar 29, 2019

ANGUS PARKER MITCHELL TRUST

Shareholder

12/2013

Mar 31, 2014

Mar 29, 2019

BRADLEY WALKER MITCHELL TRUST

Shareholder

12/2013

Mar 31, 2014

Mar 29, 2019

CALUM WESLEY MITCHELL TRUST

Shareholder

12/2013

Mar 31, 2014

Mar 29, 2019

DANA LARKIN MITCHELL TRUST

Shareholder

12/2013

Mar 31, 2014

Mar 29, 2019

LESLIE CLAY MITCHELL TRUST

Shareholder

12/2013

Mar 31, 2014

Mar 29, 2019

STEPHENS, DEBORAH, ANN

CORPORATE SECRETARY/VICE PRESIDENT

11/2006

Mar 30, 2012

Mar 29, 2019

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2018

Mar 29, 2019

$168M

$5.3M

2017

Mar 29, 2018

$610M

$37.9M

2016

Apr 3, 2017

$1.0B

n/a

$36.9M

2015

Mar 30, 2016

$777M

n/a

2014

Mar 31, 2015

$900M

n/a

2013

Mar 31, 2014

$1.0B

n/a

2012

Mar 28, 2013

$827M

n/a

2011

Mar 30, 2012

$659M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2018

$168M

$610M

-72.4%

$777M

-40.0%