DFX Intelligence

S•••• H•••••••• L•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)28 years in industry

S•••• H•••••••• L•••

Advisor at B•• W•••••• L••

Norcross, GA

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 24, 2026, 3:31 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Mar 12, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: B•• W•••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: May 28, 1998earliest registration or exam on IAPD
Years in industry: 28derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
B•• W•••••• L••	Independent wealth	Oct 2, 2025	n/a	yes	Norcross, GA	Current employment
S•••••••• B••••••••• L••	Independent wealth	Jan 22, 2021	Apr 1, 2026	no	Peachtree Corners, GA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S•••••••• B••••••••• L••	B•• W•••••• L••	Apr 1, 2026	Oct 2, 2025	-181	Firm change after gap	RIA to RIA
M•• I•••••••• S•••••••• L••	S•••••••• B••••••••• L••	Sep 10, 2012	Jan 22, 2021

Team moves

••• Locked

Team	Left	Joined	From	Kind
284840:143208:GA:2026-04-01	Apr 1, 2026	Oct 2, 2025	PEACHTREE CORNERS, GA	Firm change after gap

Relationships

Registered with (3)

→ B•• W•••••• L••Registered adviserregistration: current employment
Oct 2, 2025 to presentfactForm ADV
→ S•••••••• B••••••••• L••Registered adviserregistration: previous registration
Jan 22, 2021 to Apr 1, 2026factForm ADV
→ M•• I•••••••• S•••••••• L••Registered adviserregistration: previous registration
Mar 12, 2003 to Sep 10, 2012factForm ADV

Dated events

Order

Occurred
1 Apr 2026
Advisor changed firm
••• Locked
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Mar 12, 2003
Last observed: Sep 14, 2026 10 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.