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CRD 284840
ATLANTA, GA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| TODD RANDALL WALKER | n/a | GREENSBORO, NC | 9 | 30 | 4 | yes |
| BRYSON ANDREW HUTCHINGS | n/a | Cedar Hills, UT | 8 | 18 | n/a | no |
| Ashley Madden | Certified Financial Planner | Greensboro, NC | 7 | 20 | 2 | yes |
| KELSEY MARIE OLTMANS | n/a | Raleigh, NC | 7 | 20 | n/a | yes |
| NATHAN ANDREW OLTMANS | Certified Financial Planner | Raleigh, NC | 7 | 19 | n/a | yes |
| BRETT E. DYSART | n/a | Raleigh, NC | 7 | 17 | n/a | yes |
| JASON MARSHALL HARRIS | n/a | Raleigh, NC | 7 | 12 | n/a | yes |
| REBECCA ROSEANNE ABEL | Certified Financial Planner | Farmington Hills, MI | 6 | 26 | 1 | yes |
| COLEMAN TROY BENKO | n/a | Watkinsville, GA | 6 | 18 | 2 | yes |
| TERRY DOYLE BUSKIRK | Certified Financial Planner | HOLDREGE, NE | 5 | 36 | 3 | yes |
| JONATHAN MICHAEL DENTON | n/a | Raleigh, NC | 5 | 12 | n/a | yes |
| Cole Edward Hickman | n/a | Greensboro, NC | 5 | 12 | n/a | no |
| Julie Ann Sullivan | n/a | ATLANTA, GA | 5 | 43 | 3 | yes |
| DAVID COMINGS WHITMORE | Certified Financial Planner | Brookhaven, GA | 5 | 23 | 1 | yes |
| TAMMY LYN SARTAIN | n/a | CLEMSON, SC | 5 | 11 | n/a | yes |
| BRIAN CALVIN BAKER | n/a | Clemson, SC | 5 | 10 | n/a | yes |
| SALVATORE PICCIALLO | n/a | Staten Island, NY | 4 | 19 | 5 | yes |
| DAVID JEFFREY ARMBRUSTER | n/a | North Charleston, SC | 4 | 18 | 2 | no |
| MATTHEW Daniel GOODWIN | n/a | Monroe, GA | 4 | 20 | 2 | yes |
| Mason Cole Bachelor | Certified Financial Planner | Watkinsville, GA | 4 | 13 | n/a | no |
| David Comings Whitmore | n/a | Brookhaven, GA | 3 | 10 | 1 | no |
| Neel Navin Patel | n/a | Watkinsville, GA | 3 | 20 | n/a | no |
| Timothy Marshal Conrad | Certified Financial Planner | Raleigh, NC | Roanoke, VA | 2 | 10 | 1 | yes |
| Justin Kizer | Certified Financial Planner | CHARLESTON, SC | 2 | 11 | n/a | yes |
| Gregory Hanft | n/a | Atlanta, GA | 2 | 10 | 2 | no |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| Bryan, Michael | EVP, CHIEF GROWTH OFFICER | Na | yes | 05/2024 | May 7, 2026 | May 7, 2026 |
| Copeland, Joseph, Killingsworth | VICE PRESIDENT, TECHNOLOGY AND INFORMATION | Na | yes | 01/2018 | May 7, 2026 | May 7, 2026 |
| Hanft, Gregory | CHIEF COMPLIANCE OFFICER | Na | yes | 03/2026 | May 7, 2026 | May 7, 2026 |
| SFA HOLDINGS, INC. | SOLE MEMBER | E | yes | 07/2016 | May 7, 2026 | May 7, 2026 |
| Sullivan, Julie, Ann | President | Na | yes | 08/2016 | May 7, 2026 | May 7, 2026 |
| Tatum, Anna, Elise | VICE PRESIDENT, FINANCE | Na | yes | 05/2024 | May 7, 2026 | May 7, 2026 |
| SYWAK, ALEXANDER, JAMES | VICE PRESIDENT | Na | yes | 01/2018 | Aug 13, 2018 | Dec 9, 2024 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| THE STRATEGIC FINANCIAL ALLIANCE, INC. | n/a | Bd affiliated wealth | $382M | Y | yes | n/a |
| COMPASS WEALTH MANAGEMENT, LLC | n/a | State registered | n/a | N | no | n/a |
| GREEN CREEK RESOURCES, LLC | n/a | n/a | n/a | N | yes | n/a |
| SFA INSURANCE SERVICES, INC. | n/a | n/a | n/a | N | yes | n/a |
| TIMBREL CAPITAL, LLC | n/a | n/a | n/a | N | yes | n/a |
| City | State | Country | Employees | Also broker-dealer |
|---|---|---|---|---|
| PEACHTREE CORNERS | Ga | United States | 9 | yes |
| Raleigh | Nc | United States | 7 | yes |
| Greensboro | Nc | United States | 6 | yes |
| Fairfax | Va | United States | 4 | yes |
| Watkinsville | Ga | United States | 3 | yes |
| Charleston | Sc | United States | 3 | yes |
| Rutherford | Nj | United States | 2 | yes |
| Perrysburg | Oh | United States | 2 | yes |
| Clemson | Sc | United States | 2 | yes |
| n/a | n/a | n/a | 2 | yes |
| Irvine | CA | United States | 1 | yes |
| Novato | CA | United States | 1 | yes |
| FARMINGTON HILLS | Mi | United States | 1 | yes |
| Raleigh | Nc | United States | 1 | yes |
| WINSTON-SALEM | Nc | United States | 1 | no |
| WINSTON-SALEM | Nc | United States | 1 | no |
| Holdrege | Ne | United States | 1 | yes |
| STATEN ISLAND | NY | United States | 1 | yes |
| Canfield | Oh | United States | 1 | yes |
| Canton | Oh | United States | 1 | yes |
| NORTH CHARLESTON | Sc | United States | 1 | no |
| n/a | n/a | n/a | 1 | no |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 | Mar 20, 2026 | $2.5B | $2.5B | 57 | 52 | 26 | n/a | n/a |
| 2024 | Mar 28, 2025 | $2.7B | $2.6B | 57 | 52 | 27 | n/a | n/a |
| 2023 | Mar 26, 2024 | $2.2B | $2.1B | 56 | 54 | 27 | n/a | n/a |
| 2022 | Mar 31, 2023 | $1.6B | $1.6B | 52 | 50 | 25 | n/a | n/a |
| 2021 | Mar 31, 2022 | $1.5B | $1.5B | 52 | 48 | 21 | n/a | n/a |
| 2020 | Mar 30, 2021 | $774M | $764M | 46 | 33 | 13 | n/a | n/a |
| 2019 | Mar 28, 2020 | $439M | $439M | 32 | 21 | 9 | n/a | n/a |
| 2018 | Mar 29, 2019 | $244M | $244M | 19 | 12 | 5 | n/a | n/a |
| 2017 | Mar 29, 2018 | $66.6M | $66.6M | 12 | 7 | 4 | n/a | n/a |
| 2016 | Mar 29, 2017 | $0 | $0 | 4 | 1 | n/a | n/a | n/a |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 0 | 9 | -9 | 16.7% | 0 | 1 | 0 | 14 | 15 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $2.5B | $2.7B | -5.1% | $1.6B | 15.5% | 56 | 57 | 26 | 27 |
| Other firm | Advisors | First left | Last joined | From | Kind | Move type | Share of firm |
|---|---|---|---|---|---|---|---|
| BIP WEALTH, LLC | 2 | Apr 1, 2026 | Apr 28, 2026 | PEACHTREE CORNERS, GA | Team lift out | RIA to RIA | 3.5% |
| BIP WEALTH, LLC | 4 | Dec 31, 2025 | Oct 2, 2025 | PEACHTREE CORNERS, GA | Team lift out | RIA to RIA | 6.6% |
| CETERA INVESTMENT ADVISERS LLC | 3 | Apr 1, 2025 | Apr 1, 2025 | PERRYSBURG, OH | Team lift out | RIA to ibd | 5.0% |
| Other firm | Advisors | First left | Last joined | From | Kind | Move type | Share of firm |
|---|---|---|---|---|---|---|---|
| OSAIC ADVISORY SERVICES, LLC | 3 | Feb 12, 2025 | Feb 17, 2025 | ATLANTA, GA | Team lift out | Ibd to RIA | 0.9% |
| OSAIC ADVISORY SERVICES, LLC | 2 | Feb 12, 2025 | Feb 12, 2025 | CLEMMONS, NC | Team lift out | Ibd to RIA | 0.6% |
| USADVISORS WEALTH MANAGEMENT, LLC | 2 | Oct 9, 2020 | Oct 14, 2020 | HOLDREGE, NE | Team lift out | RIA to RIA | 8.7% |
| BFC PLANNING, INC. | 3 | Sep 13, 2019 | Sep 13, 2019 | CEDAR RAPIDS, IA | Team lift out | Ibd to RIA | 1.9% |