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D••••• N••••••• A•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)39 years in industry

D••••• N••••••• A•••••

Advisor at O• I••••••••• M••••••••• C•

Robbinsville, NJ

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Search this name across graphsid dfx:ria:8e3d8ba3-b09a-5068-2697-bbd238a13bad

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 12:32 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Jul 5, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: O• I••••••••• M••••••••• C•
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Mar 20, 1987earliest registration or exam on IAPD
Years in industry: 39derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
O• I••••••••• M••••••••• C•	Bd affiliated wealth	Apr 17, 2023	n/a	yes	Robbinsville, NJ	Current employment
O• I••••••••• M••••••••• C•	Bd affiliated wealth	Apr 11, 2011	Feb 16, 2023	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
B•••••• A••••••• G•••• L••	O• I••••••••• M••••••••• C•	Dec 18, 2009	Apr 11, 2011	479	Firm change after gap	Other
N•• E•••••• S••••••••• C•••••••••	B•••••• A••••••• G•••• L••	Apr 30, 2003

Relationships

Registered with (3)

→ O• I••••••••• M••••••••• C•Registered adviserregistration: previous registration
Apr 11, 2011 to Feb 16, 2023factForm ADV
→ B•••••• A••••••• G•••• L••Registered adviserregistration: previous registration
Mar 15, 2005 to Dec 18, 2009factForm ADV
→ N•• E•••••• S••••••••• C•••••••••Registered adviserregistration: previous registration
Jul 5, 2002 to Apr 30, 2003factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:8e3d8ba3-b09a-5068-2697-bbd238a13bad
First observed: Jul 5, 2002
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.