DFX Intelligence
Data Factory
Reading the graph
Reading the graph
Advisor at FLAGSTAR SECURITIES, INC.
Palo Alto, CA | Beverly Hills, CA | Newport Beach, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| FLAGSTAR SECURITIES, INC. | Independent wealth | Jan 7, 2025 | n/a | yes | Newport Beach, CA|Beverly Hills, CA|Palo Alto, CA | Current employment |
| HSBC SECURITIES (USA) INC. | Bd affiliated wealth | Jul 7, 2017 | Jul 26, 2021 | no | New York, NY|NEW YORK CITY, NY|NEW YORK, NY|NEW YORK, NY|NEW YORK, NY|NEW YORK, NY|NEW YORK, NY|NEW YORK, NY|NEW YORK, NY|SAN FRANCISCO, CA|NEW YORK, NY|San Francisco, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| HSBC SECURITIES (USA) INC. | FLAGSTAR SECURITIES, INC. | Jul 26, 2021 | Jan 7, 2025 | 1,261 | Firm change after gap | Ibd to RIA |