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Advisor at RAYMOND JAMES & ASSOCIATES, INC.
Clearwater, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| RAYMOND JAMES & ASSOCIATES, INC. | National bd RIA | Jul 28, 2014 | n/a | yes | Clearwater, FL | Current employment |
| UBS FINANCIAL SERVICES INC. | Wirehouse | Aug 23, 2013 | Jul 21, 2014 | no | ST. PETERSBURG, FL | Previous registration |
| RAYMOND JAMES & ASSOCIATES, INC. | National bd RIA | Dec 17, 2004 | Aug 20, 2013 | no | ST. PETERSBURG, FL|ST. PETERSBURG, FL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| UBS FINANCIAL SERVICES INC. | RAYMOND JAMES & ASSOCIATES, INC. | Jul 21, 2014 | Jul 28, 2014 | 7 | Firm change | Wirehouse to ibd |
| RAYMOND JAMES & ASSOCIATES, INC. | UBS FINANCIAL SERVICES INC. | Aug 20, 2013 | Aug 23, 2013 | 3 | Firm change | Ibd to wirehouse |