E•••••• C•••••

Advisor at S••••••••• W••••• M••••••••• I•••

Corpus Christi, TX

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:8e59f005-0959-1db7-5490-eac9cf2b0ccc

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 3:47 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Dec 19, 2019 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S••••••••• W••••• M••••••••• I•••
Current firm class: former SEC adviserderived
Book size: not public••• Locked
Industry start: Jul 1, 2009earliest registration or exam on IAPD
Years in industry: 17derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S••••••••• W••••• M••••••••• I•••	Former SEC adviser	Aug 30, 2022	n/a	yes	Corpus Christi, TX	Current employment
S••••••••• W••••• M••••••••• I•••	Former SEC adviser	Dec 19, 2019	Mar 23, 2022	no	CORPUS CHRISTI, TX

Relationships

Registered with (1)

→ S••••••••• W••••• M••••••••• I•••Registered adviserregistration: previous registration
Dec 19, 2019 to Mar 23, 2022factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:8e59f005-0959-1db7-5490-eac9cf2b0ccc
First observed: Dec 19, 2019
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.