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A•• M••••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserasset managerSEC registeredRAUM 100m 1b

A•• M••••••••• L••

CRD 170193

LOS ANGELES, CA

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Search this name across graphsid dfx:ria:8e652362-bfd0-5e70-62c9-0c1feb7c3764

Data as of Sep 8, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:41 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 2
On other graphs: 4
Observed: Jun 29, 2023 to Sep 8, 2026
10 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Venture Capitalidentity

A•• M••••••••• L••

Venture manager · shared crd

Independent Sponsorsidentity

A•• M••••••••• L••

Capital provider to sponsors · shared crd

Private Equityidentity

A•• M••••••••• L••

Private equity manager · shared crd

Private Creditidentity

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $461MItem 5.F on the latest filing (2026-09-08); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $461M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
A•• S••••• S•••••• L••••• C••••• F••• L•	Other Private Fund	$92.0M	Jul 25, 2024	31	Mar 31, 2022	reported	021-429798
A•• P•••••• E••••• P•••••••• L•	Other Private Fund	$89.3M

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
C•••••••• K••••• R•	CHIEF OPERATING OFFICER	Na	yes	02/2022	Jun 29, 2023	Jul 25, 2024
P••••••• J•••••• P•	MANAGING MEMBER, CHIEF INVESTMENT OFFICER	D	yes	03/2010	Jun 29, 2023

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
P••••• L••	n/a	n/a	n/a	N	yes	n/a
S•••• L••	n/a	n/a	n/a	N	yes	n/a
T•••• L••	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
NEW YORK	NY	United States	3	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$461M	$238M	93.7%	n/a	n/a	6	6	1	1

Relationships

Advises (4)

→ A•• P•••••• E••••• P•••••••• L•Private fundOther Private Fund, IA
Mar 31, 2022 to presentfactForm ADV
→ A•• S••••• S•••••• L••••• C••••• F••• L•Private fundOther Private Fund, IA
Mar 31, 2022 to presentfactForm ADV
→ A•• C•••••• I••••• F•••• L•Private fundOther Private Fund, IA
Mar 31, 2023 to presentfactForm ADV
→ A••••• O••••• F••• L•

Dated events

Occurred
Mar 30, 2026
Regulatory AUM changed
A•• M••••••••• L•• reported RAUM $461.5M, up 94% from $238.2M (2025-11-12 to 2026-03-30)
Form ADVobserved 7 days ago
$223M
Occurred
Jun 29, 2023
First Form ADV filing
A•• M••••••••• L•• filed its initial SEC registration (Form ADV)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:8e652362-bfd0-5e70-62c9-0c1feb7c3764
First observed: Jun 29, 2023
Last observed: Sep 8, 2026 14 days ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.