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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

LEGACY WEALTH PARTNERS INC.

CRD 285031

CALABASAS, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:8e734bc1-57be-b98f-b6ea-c349d73fc546

Data as of Mar 29, 2021 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 12:43 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Aug 31, 2016 to Mar 29, 2021
14 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $228MItem 5.F on the latest filing (2021-03-29); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $228M
Private client RAUM: $218MderivedItem 5.D individuals plus high net worth individuals
Private client share: 96%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 4
Advisory employees: 2
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 738
Individual clients: 187
High net worth clients: 61
Custody, client assets: $2.1M
SEC number: 801-108370
CRD: 285031
Filings on the tape: 14
First filed: Aug 31, 2016
Latest filed: Mar 29, 2021
Organised: Corporation, California

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
LEVIN, BRADLEY, ANDREW	CHIEF EXECUTIVE OFFICER/CHIEF COMPLIANCE OFFICER	E	yes	11/2016	Nov 11, 2016	Mar 29, 2021

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2020	Mar 29, 2021	$228M	$228M	4	2	0	n/a	n/a
2019	Mar 23, 2020	$187M	$187M	4	2	0	n/a	n/a
2018	Mar 29, 2019	$163M	$163M	5	2	0	n/a	n/a
2017	Mar 12, 2018	$150M	$150M	5	2	0	n/a	n/a
2016	Mar 30, 2017	$123M	$123M	5	2	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2020	$228M	$187M	21.7%	$150M	14.8%	4	4	0	0

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
FOCUS PARTNERS WEALTH, LLC	2	Oct 15, 2021	Aug 18, 2022	CALABASAS, CA	Team lift out	RIA to RIA	100.0%

Teams in

teams that arrived here from one firm together

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
COMMONWEALTH FINANCIAL NETWORK	2	Nov 11, 2016	Nov 14, 2016	CALABASAS, CA	Team lift out	Ibd to new firm	0.1%

Relationships

Controls (1)

← LEVIN, BRADLEY, ANDREWOwnerCHIEF EXECUTIVE OFFICER/CHIEF COMPLIANCE OFFICER, ownership code E, individual
Nov 11, 2016 to presentfactForm ADV

Moved with (2)

→ FOCUS PARTNERS WEALTH, LLCRegistered adviser2 advisors, team lift out, same day
Oct 15, 2021 to Aug 18, 2022factForm ADV
← COMMONWEALTH FINANCIAL NETWORKRegistered adviser2 advisors, team lift out, same day
Nov 11, 2016 to Nov 14, 2016factForm ADV

Registered with (2)

← BRADLEY ANDREW LEVINAdvisorregistration: previous registration
Nov 14, 2016 to Oct 15, 2021factForm ADV
← DAVID THOMAS TRACYAdvisorregistration: previous registration
Nov 14, 2016 to Oct 15, 2021factForm ADV

Dated events

Occurred
Aug 31, 2016
First Form ADV filing
Lamont Wealth Partners Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 4 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:8e734bc1-57be-b98f-b6ea-c349d73fc546
First observed: Aug 31, 2016
Last observed: Mar 29, 2021 66 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

LEGACY WEALTH PARTNERS INC.

CRD 285031

CALABASAS, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:8e734bc1-57be-b98f-b6ea-c349d73fc546

Data as of Mar 29, 2021 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 12:43 AM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

LEVIN, BRADLEY, ANDREW

CHIEF EXECUTIVE OFFICER/CHIEF COMPLIANCE OFFICER

yes

11/2016

Nov 11, 2016

Mar 29, 2021

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2020

Mar 29, 2021

$228M

n/a

2019

Mar 23, 2020

$187M

n/a

2018

Mar 29, 2019

$163M

n/a

2017

Mar 12, 2018

$150M

n/a

2016

Mar 30, 2017

$123M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2020

$228M

$187M

21.7%

$150M

14.8%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

FOCUS PARTNERS WEALTH, LLC

Oct 15, 2021

Aug 18, 2022

CALABASAS, CA

Team lift out

RIA to RIA

100.0%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

COMMONWEALTH FINANCIAL NETWORK

Nov 11, 2016

Nov 14, 2016

CALABASAS, CA

Team lift out

Ibd to new firm

0.1%