DFX Intelligence

J••••• M•••••• S••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)19 years in industry

J••••• M•••••• S••••

Advisor at E••••• J••••

ST. LOUIS, MO

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Search this name across graphsid dfx:ria:8e739f9c-12e8-234f-db1d-1dd87605ef6a

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 8:52 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Jan 10, 2008 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: E••••• J••••
Current firm class: national broker-dealer RIAderived
Book size: not public••• Locked
Industry start: Dec 15, 2006earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 9derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
E••••• J••••	National bd RIA	Dec 8, 2016	n/a	yes	ST. LOUIS, MO	Current employment
W•••• F•••• A•••••••	Wirehouse	Jul 5, 2012	Nov 30, 2016	no	ST. LOUIS, MO	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
W•••• F•••• A•••••••	E••••• J••••	Nov 30, 2016	Dec 8, 2016	8	Firm change	Wirehouse to ibd
S•••••• N••••••• • C••••••• I•••••••••	W•••• F•••• A•••••••	Jun 28, 2012	Jul 5, 2012

Team moves

••• Locked

Team	Left	Joined	From	Kind
19616:250:MO:2016-11-29	Nov 30, 2016	Dec 8, 2016	ST LOUIS, MO	Firm change

Relationships

Registered with (3)

→ E••••• J••••Registered adviserregistration: previous registration
Jan 10, 2008 to Jun 24, 2008factForm ADV
→ W•••• F•••• A•••••••Registered adviserregistration: previous registration
Jul 5, 2012 to Nov 30, 2016factForm ADV
→ S•••••• N••••••• • C••••••• I•••••••••Registered adviserregistration: previous registration
May 29, 2009 to Jun 28, 2012factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:8e739f9c-12e8-234f-db1d-1dd87605ef6a
First observed: Jan 10, 2008
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.