DFX Intelligence

M••• M•••• K••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner|Chartered Financial Consultant20 years in industry

M••• M•••• K••••••••

Advisor at H•••• I••••••••

LAKE OSWEGO, OR

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 24, 2026, 2:41 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Jan 4, 2008 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: H•••• I••••••••
Current firm class: mixed wealth managerderived
Book size: not public••• Locked
Industry start: Apr 3, 2006earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 9derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
H•••• I••••••••	Mixed wealth	Feb 13, 2017	n/a	yes	LAKE OSWEGO, OR	Current employment
M•••••••	Former SEC adviser	Mar 23, 2016	Jan 3, 2017	no	Portland, OR\|SEATTLE, WA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M•••••••	H•••• I••••••••	Jan 3, 2017	Feb 13, 2017	41	Firm change	Other
T•• F•••••••• A•••••••• L••	M•••••••	Feb 22, 2016	Mar 23, 2016

Relationships

Registered with (4)

→ H•••• I••••••••Registered adviserregistration: current employment
Feb 13, 2017 to presentfactForm ADV
→ M•••••••Registered adviserregistration: previous registration
Mar 23, 2016 to Jan 3, 2017factForm ADV
→ T•• F•••••••• A•••••••• L••Registered adviserregistration: previous registration
Dec 13, 2010 to Feb 22, 2016factForm ADV
→ S••••••• F•••••••• S•••••••• I•••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Jan 4, 2008
Last observed: Sep 14, 2026 10 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.