DFX Intelligence

H•••• I••••••••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered advisermixed wealth managerSEC registeredRAUM 1b 10b

H•••• I••••••••

H•••• I••••••••, LLC, CRD 133017

LAKE OSWEGO, OR

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Search this name across graphsid dfx:ria:d381d18f-1dd1-ca25-f466-0f3731e415f6

Data as of Mar 26, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:44 AM UTC and rebuilt at most every 15 minutes.

Relationships: 34
Dated events: 9
On other graphs: 1
Observed: Mar 30, 2012 to Mar 26, 2026
41 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Allocatorsidentity

H•••• I••••••••

Investment consultant · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: mixed wealth managerderivedprivate_client_share=0.41 fund_share=0.0 institutional_share=0.59 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $2.2B••• Locked
Discretionary RAUM: $964M
Private client RAUM: $917Mderived••• Locked
Private client share: 41%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 16
RAUM per advisor: $139Mderived

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
A••••• W••••• N•••••	n/a	LAKE OSWEGO, OR	14	16	n/a	no
W•••••• J••••• K•••••	Certified Financial Planner	LAKE OSWEGO, OR	10	11

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
G•••••••• A•••••• R••••••	PARTNER/CHIEF COMPLIANCE OFFICER	A	yes	01/2023	Mar 26, 2026	Mar 26, 2026
K••••••••• M•••• M••••	MANAGING PARTNER	B	yes	06/2020	Mar 26, 2026	Mar 26, 2026

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Advisor flows

••• Locked

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
2	0	2	0.0%	0	0	0	2	1

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$2.2B	$1.9B	18.3%	$1.4B	16.2%	28	26	0	0

Teams out

••• Locked

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
R•••• F•••••••• G••••• L••	2	Mar 27, 2020	Nov 16, 2020	LAKE OSWEGO, OR	Team lift out	RIA to RIA	25.0%
R•••• F•••••••• G••••• L••	2	Nov 29, 2017	Jan 16, 2026

Relationships

Controls (5)

← K••••••••• M•••• M••••OwnerMANAGING PARTNER, ownership code B, individual
Mar 26, 2026 to presentfactForm ADV
← K•••••• W••••••• J•••••OwnerPARTNER, ownership code B, individual
Mar 26, 2026 to presentfactForm ADV
← N•••••• A•••••• W•••••OwnerMANAGING PARTNER, ownership code B, individual
Mar 26, 2026 to presentfactForm ADV
← G•••••••• A•••••• R••••••OwnerPARTNER/CHIEF COMPLIANCE OFFICER, ownership code A, individual
Mar 26, 2026 to presentfact

Dated events

Occurred
Oct 15, 2024
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Dec 31, 2022
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Aug 10, 2022
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Mar 30, 2022
Regulatory AUM changed

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:d381d18f-1dd1-ca25-f466-0f3731e415f6
First observed: Mar 30, 2012
Last observed: Mar 26, 2026 6 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.