DFX Intelligence

F•••••• M••••••• A•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)18 years in industry

F•••••• M••••••• A•••••

Advisor at E•••••••• A•••••••• L••

PONCE, PR

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Search this name across graphsid dfx:ria:8e794c51-1d12-7643-68c0-da6c6ab308af

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 4:56 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Feb 15, 2013 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: E•••••••• A•••••••• L••
Current firm class: national broker-dealer RIAderived
Book size: not public••• Locked
Industry start: Apr 1, 2008earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
E•••••••• A•••••••• L••	National bd RIA	Jan 23, 2025	n/a	yes	PONCE, PR	Current employment
M•• I•••••••• S•••••••• L••	Bd affiliated wealth	Oct 6, 2020	Dec 22, 2022	no	SAN JUAN, PR\|SAN JUAN, PR\|SAN JUAN, PR

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M•• I•••••••• S•••••••• L••	E•••••••• A•••••••• L••	Dec 22, 2022	Jan 23, 2025	763	Firm change after gap	Ibd to ibd
A•••• C•••••• C••••	M•• I•••••••• S•••••••• L••	Aug 10, 2018	Oct 6, 2020

Relationships

Registered with (3)

→ E•••••••• A•••••••• L••Registered adviserregistration: current employment
Jan 23, 2025 to presentfactForm ADV
→ M•• I•••••••• S•••••••• L••Registered adviserregistration: previous registration
Oct 6, 2020 to Dec 22, 2022factForm ADV
→ A•••• C•••••• C••••Registered adviserregistration: previous registration
May 24, 2017 to Aug 10, 2018factForm ADV

Dated events

Occurred
Dec 22, 2022
Advisor changed firm
F•••••• M••••••• A••••• left M•• I•••••••• S•••••••• L•• for E•••••••• A•••••••• L•• (registered 2025-01-23)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:8e794c51-1d12-7643-68c0-da6c6ab308af
First observed: Feb 15, 2013
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.