This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

SPARTAN WEALTH MANAGEMENT

Current firm class

independent wealth managerderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Nov 1, 2014earliest registration or exam on IAPD

Years in industry

11derivedfrom the industry start date

Years at current firm

1derivedfrom the current registration's begin date

Prior firms

2

Current registrations

1

Registered states

1

Exams

S63|S66

First exam

Nov 13, 2020

First registration

Apr 7, 2022

Dual registered

yes, broker-dealer

Other names

ADAM JEFFREY SMITH|ADAM SMITH

IAPD individual key

7265354

• Occurred

  Jul 7, 2025
  Advisor changed firm

  Adam Jeffrey Smith left Cadaret Grant & Co Inc for Spartan Wealth Management (registered 2024-11-19)

  Form ADVobserved 3 days ago
• Occurred

  Aug 23, 2022
  Advisor changed firm

  Adam Jeffrey Smith left Ubs Financial Services Inc. for Cadaret Grant & Co Inc (registered 2022-08-15)

  Form ADVobserved 3 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:8e7ba5a2-8f46-8808-0dba-dd015e087dcd

First observed

Apr 7, 2022

Last observed

Sep 14, 2026 4 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.