DFX Intelligence
Data Factory
Reading the graph
Reading the graph
Advisor at ONE CAPITAL MANAGEMENT, LLC
WESTLAKE VILLAGE, CA | Newport Beach, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| ONE CAPITAL MANAGEMENT, LLC | Independent wealth | Mar 22, 2021 | n/a | yes | Newport Beach, CA|WESTLAKE VILLAGE, CA | Current employment |
| ADVICE AND PLANNING SERVICES | Bd affiliated wealth | Jul 16, 2013 | Mar 24, 2021 | no | NEWPORT BEACH, CA|SAN FRANCISCO, CA | Previous registration |
| C.K. COOPER & COMPANY, INC. | n/a | Jul 14, 2008 | Jun 21, 2013 | no | IRVINE, CA|IRVINE, CA|IRVINE, CA | Previous registration |
| EQUITABLE ADVISORS, LLC | National bd RIA | Mar 17, 2006 | Jan 11, 2007 | no | IRVINE, CA|IRVINE, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| ADVICE AND PLANNING SERVICES | ONE CAPITAL MANAGEMENT, LLC | Mar 24, 2021 | Mar 22, 2021 | -2 | Firm change | Ibd to RIA |
| C.K. COOPER & COMPANY, INC. | ADVICE AND PLANNING SERVICES | Jun 21, 2013 | Jul 16, 2013 | 25 | Firm change | Other |
| EQUITABLE ADVISORS, LLC | C.K. COOPER & COMPANY, INC. | Jan 11, 2007 | Jul 14, 2008 | 550 | Firm change after gap | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 20472:114861:CA:2021-03-24 | Mar 24, 2021 | Mar 22, 2021 | SAN FRANCISCO, CA | Firm change |