DFX Intelligence

P•••••• L•• T••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor42 years in industry

P•••••• L•• T••••••••

Advisor at T•••••••• W••••• M••••••••• L••

LIMA, OH

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Search this name across graphsid dfx:ria:8e87c6dd-8189-8b74-d7b3-d5af5e5928af

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 5:18 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Jun 2, 1999 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: T•••••••• W••••• M••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Mar 20, 1984earliest registration or exam on IAPD
Years in industry: 42derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
T•••••••• W••••• M••••••••• L••	Independent wealth	Mar 1, 2023	n/a	yes	LIMA, OH	Current employment
S•••••• N••••••• • C••••••• I•••••••••	National bd RIA	Jul 29, 2011	Jul 8, 2022	no	LIMA, OH\|MEDINA, OH

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S•••••• N••••••• • C••••••• I•••••••••	T•••••••• W••••• M••••••••• L••	Jul 8, 2022	Mar 1, 2023	236	Firm change	Ibd to RIA
W•••• F•••• A•••••••	S•••••• N••••••• • C••••••• I•••••••••	Jul 29, 2011	Jul 29, 2011

Relationships

Registered with (4)

→ T•••••••• W••••• M••••••••• L••Registered adviserregistration: current employment
Mar 1, 2023 to presentfactForm ADV
→ S•••••• N••••••• • C••••••• I•••••••••Registered adviserregistration: previous registration
Jul 29, 2011 to Jul 8, 2022factForm ADV
→ W•••• F•••• A•••••••Registered adviserregistration: previous registration
Jan 1, 2008 to Jul 29, 2011factForm ADV
→ A• G• E•••••• • S•••• I•••

Dated events

Occurred
Jul 8, 2022
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:8e87c6dd-8189-8b74-d7b3-d5af5e5928af
First observed: Jun 2, 1999
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.