DFX Intelligence

Data Factory

RIA / WealthAdvisor22 years in industry

TOBY SCOTT HARRIS

Advisor at EQ WEALTH ADVISORS

DALLAS, TX

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:8e8903b0-e474-0adc-0452-3fca3b4c1619

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 3:49 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 1
On other graphs: 0
Observed: Jun 29, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: EQ WEALTH ADVISORS
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 28, 2004earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 6
Current registrations: 1
Registered states: 1
Exams: S66
First exam: Jun 28, 2004
First registration: Jun 29, 2004
Dual registered: no
Other names: TOBY HARRIS
IAPD individual key: 4791779

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
EQ WEALTH ADVISORS	Independent wealth	Nov 10, 2022	n/a	yes	DALLAS, TX	Current employment
COMMONWEALTH FINANCIAL NETWORK	National bd RIA	Apr 8, 2014	Dec 13, 2022	no	DALLAS, TX	Previous registration
COMMONWEALTH FINANCIAL NETWORK	National bd RIA	Mar 18, 2014	Mar 19, 2014	no	DALLAS, TX	Previous registration
FIRST ALLIED ADVISORY SERVICES, INC.	Former SEC adviser	Jul 2, 2012	Apr 24, 2014	no	DALLAS, TX	Previous registration
FIRST ALLIED SECURITIES, INC.	Former SEC adviser	Jan 21, 2010	Jul 2, 2012	no	SAN DIEGO, CA\|SAN DIEGO, CA\|ALLEN, TX	Previous registration
LPL FINANCIAL LLC	Bd affiliated wealth	Jul 29, 2005	Jan 22, 2010	no	DALLAS, TX\|DALLAS, TX\|DALLAS, TX	Previous registration
EQUITABLE ADVISORS, LLC	National bd RIA	Jun 29, 2004	Aug 9, 2005	no	DALLAS, TX	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
COMMONWEALTH FINANCIAL NETWORK	EQ WEALTH ADVISORS	Dec 13, 2022	Nov 10, 2022	-33	Firm change after gap	Ibd to new firm
FIRST ALLIED ADVISORY SERVICES, INC.	COMMONWEALTH FINANCIAL NETWORK	Apr 24, 2014	Mar 18, 2014	-37	Firm change after gap	Other
FIRST ALLIED SECURITIES, INC.	FIRST ALLIED ADVISORY SERVICES, INC.	Jul 2, 2012	Jul 2, 2012	0	Bulk transfer	Other
LPL FINANCIAL LLC	FIRST ALLIED SECURITIES, INC.	Jan 22, 2010	Jan 21, 2010	-1	Firm change	Other
EQUITABLE ADVISORS, LLC	LPL FINANCIAL LLC	Aug 9, 2005	Jul 29, 2005	-11	Firm change	Other

Relationships

Registered with (6)

→ EQ WEALTH ADVISORSRegistered adviserregistration: current employment
Nov 10, 2022 to presentfactForm ADV
→ COMMONWEALTH FINANCIAL NETWORKRegistered adviserregistration: previous registration
Apr 8, 2014 to Dec 13, 2022factForm ADV
→ FIRST ALLIED ADVISORY SERVICES, INC.Registered adviserregistration: previous registration
Jul 2, 2012 to Apr 24, 2014factForm ADV
→ FIRST ALLIED SECURITIES, INC.Registered adviserregistration: previous registration
Jan 21, 2010 to Jul 2, 2012factForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Jul 29, 2005 to Jan 22, 2010factForm ADV
→ EQUITABLE ADVISORS, LLCRegistered adviserregistration: previous registration
Jun 29, 2004 to Aug 9, 2005factForm ADV

Dated events

Occurred
Dec 13, 2022
Advisor changed firm
Toby Scott Harris left Commonwealth Financial Network for Eq Wealth Advisors (registered 2022-11-10)
Form ADVobserved 6 days ago