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Advisor at 3EDGE ASSET MANAGEMENT, LP
Boston, MA | NAPLES, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| 3EDGE ASSET MANAGEMENT, LP | Independent wealth | Nov 30, 2022 | n/a | yes | NAPLES, FL|Boston, MA | Current employment |
| CHARLES SCHWAB INVESTMENT ADVISORY, INC | Former SEC adviser | Mar 7, 2018 | Dec 21, 2021 | no | Boston, MA|SAN FRANCISCO, CA | Previous registration |
| WINDHAVEN INVESTMENT MANAGEMENT, INC. | Former SEC adviser | Nov 10, 2010 | Mar 30, 2018 | no | BOSTON, MA | Previous registration |
| WINDWARD INVESTMENT MANAGEMENT INC | n/a | Dec 15, 2008 | Nov 18, 2010 | no | BOSTON, MA | Previous registration |
| RBC CAPITAL MARKETS, LLC | National bd RIA | Jun 26, 2006 | Jul 31, 2008 | no | BURLINGTON, MA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CHARLES SCHWAB INVESTMENT ADVISORY, INC | 3EDGE ASSET MANAGEMENT, LP | Dec 21, 2021 | Nov 30, 2022 | 344 | Firm change | Ibd to RIA |
| WINDHAVEN INVESTMENT MANAGEMENT, INC. | CHARLES SCHWAB INVESTMENT ADVISORY, INC | Mar 30, 2018 | Mar 7, 2018 | -23 | Channel change | Other |
| WINDWARD INVESTMENT MANAGEMENT INC | WINDHAVEN INVESTMENT MANAGEMENT, INC. | Nov 18, 2010 | Nov 10, 2010 | -8 | Firm change | Other |
| RBC CAPITAL MARKETS, LLC | WINDWARD INVESTMENT MANAGEMENT INC | Jul 31, 2008 | Dec 15, 2008 | 137 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 155138:151739:MA:2018-03-30 | Mar 30, 2018 | Mar 7, 2018 | BOSTON, MA | Firm change |