DFX Intelligence

P•••••• R••••••• G•••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserState registeredState registeredRAUM none

P•••••• R••••••• G•••• L••

CRD 153029

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Data as of Mar 9, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:49 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Mar 9, 2026 to Mar 9, 2026
1 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: state registeredderivedon the IAPD state feed, not SEC-registered
Private client RAUM: $0derived••• Locked
Employees: 2
Advisory employees: 1
Offices: 1Schedule D 1.F, beyond the principal office
Individual clients: 0
High net worth clients: 0
CRD: 153029

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
J•••••• M••• S••••••	Chartered Financial Analyst	Demarest, NJ	4	33	n/a	no
J•••••• D••••• W•••••••••	n/a	NASHVILLE, TN \| DEMAREST, NJ	4	27

Relationships

Registered with (2)

← J•••••• D••••• W•••••••••Advisorregistration: current employment
Nov 9, 2021 to presentfactForm ADV
← J•••••• M••• S••••••Advisorregistration: current employment
Oct 27, 2021 to presentfactForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Mar 9, 2026
Last observed: Mar 9, 2026 6 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.