DFX Intelligence

M••••••• O••••• H•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner34 years in industry

M••••••• O••••• H•••

Advisor at L•• F•••••••• L••

SAN DIEGO, CA | Anchorage, AK

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Search this name across graphsid dfx:ria:8e8abb43-8155-8472-900c-d5351df82ab3

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:53 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Jan 21, 2009 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•• F•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jan 1, 1992earliest registration or exam on IAPD
Years in industry: 34derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L•• F•••••••• L••	Bd affiliated wealth	Jun 3, 2024	n/a	yes	Anchorage, AK\|SAN DIEGO, CA	Current employment
A••••• W••••• A•••••••	Independent wealth	Oct 19, 2016	May 23, 2024	no	ANCHORAGE, AK	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
A••••• W••••• A•••••••	L•• F•••••••• L••	May 23, 2024	Jun 3, 2024	11	Firm change	RIA to ibd
O•••• F•• I•••	A••••• W••••• A•••••••	Oct 19, 2016	Oct 19, 2016

Relationships

Registered with (3)

→ L•• F•••••••• L••Registered adviserregistration: current employment
Jun 3, 2024 to presentfactForm ADV
→ A••••• W••••• A•••••••Registered adviserregistration: previous registration
Oct 19, 2016 to May 23, 2024factForm ADV
→ O•••• F•• I•••Registered adviserregistration: previous registration
Jan 21, 2009 to Oct 19, 2016factForm ADV

Dated events

Occurred
May 23, 2024
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:8e8abb43-8155-8472-900c-d5351df82ab3
First observed: Jan 21, 2009
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.