DFX Intelligence

F••• D•••• W•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)33 years in industry

F••• D•••• W•••••

Advisor at R•••••• J•••• F•••••••• S••••••• A•••••••• I••

ALEXANDER CITY, AL

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Search this name across graphsid dfx:ria:8eadb66b-8ec2-bddf-69f0-a74f522bc32e

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 1:23 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: May 24, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: R•••••• J•••• F•••••••• S••••••• A•••••••• I••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jul 30, 1993earliest registration or exam on IAPD
Years in industry: 33derivedfrom the industry start date
Years at current firm: 9derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
R•••••• J•••• F•••••••• S••••••• A•••••••• I••	Bd affiliated wealth	Oct 24, 2016	n/a	yes	ALEXANDER CITY, AL	Current employment
S••••• A••••••• I•••	Bd affiliated wealth	Jun 30, 2016	Nov 2, 2016	no	BIRMINGHAM, AL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S••••• A••••••• I•••	R•••••• J•••• F•••••••• S••••••• A•••••••• I••	Nov 2, 2016	Oct 24, 2016	-9	Firm change	Other
S••••• A••• A•••• M••••••••• I•••	S••••• A••••••• I•••	Jun 30, 2016	Jun 30, 2016

Team moves

••• Locked

Team	Left	Joined	From	Kind
174182:149018:AL:2016-11-02	Nov 2, 2016	Oct 24, 2016	BIRMINGHAM, AL	Firm change

Relationships

Registered with (3)

→ R•••••• J•••• F•••••••• S••••••• A•••••••• I••Registered adviserregistration: current employment
Oct 24, 2016 to presentfactForm ADV
→ S••••• A••••••• I•••Registered adviserregistration: previous registration
Jun 30, 2016 to Nov 2, 2016factForm ADV
→ S••••• A••• A•••• M••••••••• I•••Registered adviserregistration: previous registration
May 24, 2006 to Jun 30, 2016factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:8eadb66b-8ec2-bddf-69f0-a74f522bc32e
First observed: May 24, 2006
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.