DFX Intelligence

T••••• A••• E•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)46 years in industry

T••••• A••• E•••••

Advisor at T•• R••••••••• G••• F••••••

Cincinnati, OH | MAUMEE, OH

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Search this name across graphsid dfx:ria:8eb429c1-8517-5ff1-dceb-f106bfc3f47a

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 10:59 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Aug 15, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: T•• R••••••••• G••• F••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jul 3, 1980earliest registration or exam on IAPD
Years in industry: 46derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
T•• R••••••••• G••• F••••••	Independent wealth	Nov 19, 2020	n/a	yes	MAUMEE, OH\|Cincinnati, OH	Current employment
B••••••••• A•••• M••••••••• L••	Independent wealth	May 24, 2018	Jan 15, 2021	no	Cincinnati, OH\|JUPITER, FL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
B••••••••• A•••• M••••••••• L••	T•• R••••••••• G••• F••••••	Jan 15, 2021	Nov 19, 2020	-57	Firm change after gap	RIA to RIA
S••••• A••••••• I•••	B••••••••• A•••• M••••••••• L••	May 24, 2018	May 24, 2018

Relationships

Registered with (6)

→ T•• R••••••••• G••• F••••••Registered adviserregistration: current employment
Nov 19, 2020 to presentfactForm ADV
→ B••••••••• A•••• M••••••••• L••Registered adviserregistration: previous registration
May 24, 2018 to Jan 15, 2021factForm ADV
→ S••••• A••••••• I•••Registered adviserregistration: previous registration
Jan 30, 2015 to May 24, 2018factForm ADV
→ S••••• A••• I••••••••• A•••••• S•••••••• I•••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:8eb429c1-8517-5ff1-dceb-f106bfc3f47a
First observed: Aug 15, 2006
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.