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RIA / WealthAdvisor27 years in industry

ADAM CARTER RICH

Advisor at SCHLINDWEIN ASSOCIATES LLC

DALLAS, TX

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 11:04 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: May 24, 1999 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: SCHLINDWEIN ASSOCIATES LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: May 24, 1999earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 12derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 2
Exams: S63
First exam: Mar 31, 2008
First registration: May 24, 1999
Dual registered: no
IAPD individual key: 2952627

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
SCHLINDWEIN ASSOCIATES LLC	Independent wealth	Nov 14, 2013	n/a	yes	DALLAS, TX\|DALLAS, TX	Current employment
MOMENTUM INDEPENDENT NETWORK INC.	Bd affiliated wealth	Jan 3, 2012	Nov 11, 2013	no	DALLAS, TX\|DALLAS, TX	Previous registration
HILLTOP SECURITIES INC.	Bd affiliated wealth	Jun 27, 2007	Nov 7, 2013	no	DALLAS, TX	Previous registration
RAA WEALTH MANAGEMENT, LLC	n/a	Sep 26, 2006	Jul 3, 2007	no	DALLAS, TX	Previous registration
RETIREMENT ADVISORS OF AMERICA	n/a	May 24, 1999	Oct 2, 2006	no	DALLAS, TX	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
MOMENTUM INDEPENDENT NETWORK INC.	SCHLINDWEIN ASSOCIATES LLC	Nov 11, 2013	Nov 14, 2013	3	Firm change	Other
HILLTOP SECURITIES INC.	MOMENTUM INDEPENDENT NETWORK INC.	Nov 7, 2013	Jan 3, 2012	-674	Firm change after gap	Other
RAA WEALTH MANAGEMENT, LLC	HILLTOP SECURITIES INC.	Jul 3, 2007	Jun 27, 2007	-6	Firm change	Other
RETIREMENT ADVISORS OF AMERICA	RAA WEALTH MANAGEMENT, LLC	Oct 2, 2006	Sep 26, 2006	-6	Firm change	Other

Relationships

Registered with (5)

→ SCHLINDWEIN ASSOCIATES LLCRegistered adviserregistration: current employment
Nov 14, 2013 to presentfactForm ADV
→ MOMENTUM INDEPENDENT NETWORK INC.Registered adviserregistration: previous registration
Jan 3, 2012 to Nov 11, 2013factForm ADV
→ HILLTOP SECURITIES INC.Registered adviserregistration: previous registration
Jun 27, 2007 to Nov 7, 2013factForm ADV
→ RAA WEALTH MANAGEMENT, LLCRegistered adviserregistration: previous registration
Sep 26, 2006 to Jul 3, 2007factForm ADV
→ RETIREMENT ADVISORS OF AMERICARegistered adviserregistration: previous registration
May 24, 1999 to Oct 2, 2006factForm ADV

Dated events

No dated event names this entity yet.