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Advisor at J.P. MORGAN SECURITIES LLC
FOSTER CITY, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| J.P. MORGAN SECURITIES LLC | Wirehouse | Apr 5, 2017 | n/a | yes | FOSTER CITY, CA | Current employment |
| SCHWAB WEALTH ADVISORY, INC. | No RAUM reported | Jan 3, 2012 | Apr 3, 2017 | no | SAN FRANCISCO, CA | Previous registration |
| CHARLES SCHWAB & CO., INC. | National bd RIA | Feb 13, 2006 | Dec 31, 2011 | no | SAN FRANCISCO, CA|SAN FRANCISCO, CA|SAN FRANCISCO, CA|SAN FRANCISCO, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| SCHWAB WEALTH ADVISORY, INC. | J.P. MORGAN SECURITIES LLC | Apr 3, 2017 | Apr 5, 2017 | 2 | Firm change | Other |
| CHARLES SCHWAB & CO., INC. | SCHWAB WEALTH ADVISORY, INC. | Dec 31, 2011 | Jan 3, 2012 | 3 | Bulk transfer | Other |