DFX Intelligence

E••• T••••• D••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor18 years in industry

E••• T••••• D••••••

Advisor at F••••• W••••• P••••••• P•••••••

LOUISVILLE, KY

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Search this name across graphsid dfx:ria:8ec1ab86-c614-4eb1-7173-6de832c5169c

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:20 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 1
Observed: Aug 30, 2019 to Sep 14, 2026

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Family Officesidentity

E••• T••••• D••••••

Family principal · key crd individual

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: F••••• W••••• P••••••• P•••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Apr 1, 2008earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
F••••• W••••• P••••••• P•••••••	Independent wealth	Dec 22, 2022	n/a	yes	LOUISVILLE, KY	Current employment
I••••••••• F•••••••• P•••••••	Bd affiliated wealth	Aug 30, 2019	Apr 3, 2023	no	Louisville, KY\|Louuisville, KY

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
I••••••••• F•••••••• P•••••••	F••••• W••••• P••••••• P•••••••	Apr 3, 2023	Dec 22, 2022	-102	Firm change after gap	Ibd to new firm

Team moves

••• Locked

Team	Left	Joined	From	Kind
125112:323656:KY:2023-03-31	Apr 3, 2023	Dec 22, 2022	LOUUISVILLE, KY	Firm change after gap

Relationships

Registered with (2)

→ F••••• W••••• P••••••• P•••••••Registered adviserregistration: current employment
Dec 22, 2022 to presentfactForm ADV
→ I••••••••• F•••••••• P•••••••Registered adviserregistration: previous registration
Aug 30, 2019 to Apr 3, 2023factForm ADV

Dated events

Occurred
Apr 3, 2023
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:8ec1ab86-c614-4eb1-7173-6de832c5169c
First observed: Aug 30, 2019
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.