DFX Intelligence
Reading the graph
Reading the graph
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Advisor at W•••• I••••••••• A•••••••• L••
Danvers, MA | Plymouth, MA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| W•••• I••••••••• A•••••••• L•• | Other adviser | Jun 28, 2024 | n/a | yes | Plymouth, MA|Danvers, MA | Current employment |
| R•••••• J•••• F•••••••• S••••••• A•••••••• I•• | Bd affiliated wealth | Dec 16, 2019 | Jun 28, 2024 | no | Plymouth, MA |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| R•••••• J•••• F•••••••• S••••••• A•••••••• I•• | W•••• I••••••••• A•••••••• L•• | Jun 28, 2024 | Jun 28, 2024 | 0 | Bulk transfer | Other |
| R•••••• J•••• • A••••••••• I••• | R•••••• J•••• F•••••••• S••••••• A•••••••• I•• | Dec 17, 2019 | Dec 16, 2019 |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 705:149018:MA:2019-12-13 | Dec 17, 2019 | Dec 16, 2019 | BOSTON, MA | Firm change |
| R•••••• J•••• • A••••••••• I••• | National bd RIA | Sep 6, 2016 | Dec 17, 2019 | no | Boston, MA | Previous registration |
| D••••••• B••• S••••••••• I••• | No RAUM reported | Aug 6, 2009 | Sep 6, 2016 | no | BOSTON, MA | Previous registration |
| T••••• W••••• P••••••• L•• | Former SEC adviser | Jun 26, 2006 | Jul 30, 2009 | no | BOSTON, MA|BOSTON, MA | Previous registration |
| -1 |
| Firm change |
| Ibd to ibd |
| D••••••• B••• S••••••••• I••• | R•••••• J•••• • A••••••••• I••• | Sep 6, 2016 | Sep 6, 2016 | 0 | Bulk transfer | Other |
| T••••• W••••• P••••••• L•• | D••••••• B••• S••••••••• I••• | Jul 30, 2009 | Aug 6, 2009 | 7 | Firm change | Other |