DFX Intelligence
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Reading the graph
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Advisor at F•••••• I••••••••• L••
WHITE RIVER JUNCTION, VT
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| F•••••• I••••••••• L•• | State registered | Apr 10, 2013 | n/a | yes | WHITE RIVER JUNCTION, VT | Current employment |
| A••••••••• L••• | Other adviser | Mar 28, 2012 | Feb 27, 2013 | no | NASHVILLE, TN | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| A••••••••• L••• | F•••••• I••••••••• L•• | Feb 27, 2013 | Apr 10, 2013 | 42 | Firm change | Other |
| F•••••• I••••••••• L•• | A••••••••• L••• | Dec 5, 2011 | Mar 28, 2012 |
| F•••••• I••••••••• L•• |
| n/a |
| Jul 18, 2007 |
| Dec 5, 2011 |
| no |
| NEW CANAAN, CT |
| Previous registration |
| D••••••• W••••• M••••••••• | Independent wealth | Jan 25, 2006 | May 11, 2007 | no | OLD SAYBROOK, CT | Previous registration |
| S•••• F•••••••• A••••••• | n/a | Oct 27, 2005 | Jun 30, 2006 | no | WILTON, CT | Previous registration |
| Firm change |
| Other |
| D••••••• W••••• M••••••••• | F•••••• I••••••••• L•• | May 11, 2007 | Jul 18, 2007 | 68 | Firm change | Other |
| S•••• F•••••••• A••••••• | D••••••• W••••• M••••••••• | Jun 30, 2006 | Jan 25, 2006 | -156 | Firm change after gap | Other |