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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 1b 10b

MATRIX ASSET ADVISORS INC

CRD 107408

WHITE PLAINS, NY

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Search this name across graphsid dfx:ria:8ec8725e-6fbf-acdb-6521-ee75c9d8afda

Data as of Mar 24, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 1:58 AM UTC and rebuilt at most every 15 minutes.

Relationships: 15
Dated events: 3
On other graphs: 0
Observed: Mar 30, 2012 to Mar 24, 2026
22 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.67 fund_share=0.18 institutional_share=0.05 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $1.4BItem 5.F on the latest filing (2026-03-24); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $1.4B
Private client RAUM: $941MderivedItem 5.D individuals plus high net worth individuals
Private client share: 67%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 5
RAUM per advisor: $280Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 12
Advisory employees: 8
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 650
Individual clients: 226
High net worth clients: 381
Custody, client assets: $318M
SEC number: 801-36872
CRD: 107408
Filings on the tape: 22
First filed: Mar 30, 2012
Latest filed: Mar 24, 2026
Organised: Corporation, DE
Website: matrixadvisorsdividendfund.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
DAVID ADAM KATZ	Chartered Financial Analyst	WHITE PLAINS, NY	5	40	n/a	no
STEPHAN JAN WEINBERGER	Chartered Financial Analyst	WHITE PLAINS, NY	5	34	1	no
JORDAN FRASER POSNER	n/a	WHITE PLAINS, NY	5	38	1	no
STEVEN GEORGE ROUKIS	Chartered Financial Analyst	WHITE PLAINS, NY	5	31	n/a	no
LON F BIRNHOLZ	n/a	WHITE PLAINS, NY	5	30	n/a	no

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
MATRIX AGGRESSIVE VALUE PARTNERS, LP	Other Private Fund	$6.2M	Mar 30, 2012	15	Mar 30, 2012	dropped	021-85052

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
ALGAVA MANDEL, JACQUELINE	CHIEF COMPLIANCE OFFICER	Na	yes	02/2022	Mar 24, 2026	Mar 24, 2026
BIRNHOLZ, LON, F	SENIOR MANAGING DIRECTOR/CHIEF FINANCIAL OFFICER	B	yes	09/2009	Mar 24, 2026	Mar 24, 2026
HURWITZ, SHERRI, LYNN	VICE PRESIDENT, HEAD EQUITY TRADER OF CLIENT RELATIONS	Na	yes	01/1999	Mar 24, 2026	Mar 24, 2026
KATZ, DAVID, ADAM	PRESIDENT/CHIEF INVESTMENT OFFICER	D	yes	05/1990	Mar 24, 2026	Mar 24, 2026
POSNER, JORDAN, FRASER	MANAGING DIRECTOR / SENIOR PORTFOLIO MANAGER	A	yes	02/2005	Mar 24, 2026	Mar 24, 2026
ROUKIS, STEVEN, GEORGE	MANAGING DIRECTOR / SENIOR PORTFOLIO MANAGER	A	yes	01/2005	Mar 24, 2026	Mar 24, 2026
TOM, JONATHAN, MATTHEW	SENIOR VICE PRESIDENT, CHIEF OPERATING OFFICER	Na	yes	12/2015	Mar 24, 2026	Mar 24, 2026
WEINBERGER, STEPHAN, JAN	MANAGING DIRECTOR/SENIOR PORTFOLIO MANAGER	Na	yes	04/2010	Mar 24, 2026	Mar 24, 2026
MABEL, LISA, ARYN	VICE PRESIDENT, DIRECTOR OF CLIENT RELATIONS	Na	yes	04/2003	Mar 30, 2016	Mar 22, 2024

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 24, 2026	$1.4B	$1.4B	12	8	0	n/a	n/a
2024	Mar 25, 2025	$1.2B	$1.2B	11	7	0	n/a	n/a
2023	Mar 22, 2024	$1.0B	$1.0B	12	7	0	n/a	n/a
2022	Mar 27, 2023	$885M	$885M	12	7	0	n/a	n/a
2021	Mar 24, 2022	$994M	$994M	12	7	0	n/a	n/a
2020	Mar 30, 2021	$791M	$791M	13	7	1	n/a	n/a
2019	Mar 30, 2020	$814M	$814M	13	7	1	n/a	n/a
2018	Mar 29, 2019	$717M	$717M	13	7	1	n/a	n/a
2017	Mar 29, 2018	$793M	$793M	13	8	1	n/a	n/a
2016	Mar 30, 2017	$764M	$764M	14	10	n/a	n/a	n/a
2015	Mar 30, 2016	$679M	$679M	13	10	n/a	n/a	n/a
2014	Mar 31, 2015	$1.0B	$1.0B	15	10	n/a	n/a	n/a
2013	Jan 31, 2014	$978M	$978M	15	10	n/a	n/a	n/a
2012	Apr 1, 2013	$785M	$785M	15	10	n/a	n/a	n/a
2011	Mar 30, 2012	$874M	$874M	n/a	n/a	n/a	1	$6.2M

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$1.4B	$1.2B	17.2%	$885M	16.5%	12	11	0	0

Relationships

Registered with (5)

← LON F BIRNHOLZAdvisorregistration: current employment
Sep 8, 2021 to presentfactForm ADV
← STEVEN GEORGE ROUKISAdvisorregistration: current employment
Aug 26, 2021 to presentfactForm ADV
← JORDAN FRASER POSNERAdvisorregistration: current employment
Aug 24, 2021 to presentfactForm ADV
← DAVID ADAM KATZAdvisorregistration: current employment
Aug 20, 2021 to presentfactForm ADV
← STEPHAN JAN WEINBERGERAdvisorregistration: current employment
Aug 20, 2021 to presentfactForm ADV

Controls (9)

← KATZ, DAVID, ADAMOwnerPRESIDENT/CHIEF INVESTMENT OFFICER, ownership code D, individual
Mar 30, 2012 to Mar 22, 2024factForm ADV
← POSNER, JORDAN, FRASEROwnerMANAGING DIRECTOR / SENIOR PORTFOLIO MANAGER, ownership code A, individual
Mar 30, 2012 to Mar 22, 2024factForm ADV
← BIRNHOLZ, LON, FOwnerSENIOR MANAGING DIRECTOR/CHIEF FINANCIAL OFFICER, ownership code B, individual
Mar 30, 2012 to Mar 22, 2024factForm ADV
← WEINBERGER, STEPHAN, JANOwnerMANAGING DIRECTOR/SENIOR PORTFOLIO MANAGER, ownership code NA, individual
Mar 30, 2012 to Mar 22, 2024factForm ADV
← ALGAVA MANDEL, JACQUELINEOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Mar 24, 2022 to Mar 22, 2024factForm ADV
← MABEL, LISA, ARYNOwnerVICE PRESIDENT, DIRECTOR OF CLIENT RELATIONS, ownership code NA, individual
Mar 30, 2016 to Mar 22, 2024factForm ADV
← ROUKIS, STEVEN, GEORGEOwnerMANAGING DIRECTOR / SENIOR PORTFOLIO MANAGER, ownership code A, individual
Mar 30, 2012 to Mar 22, 2024factForm ADV
← HURWITZ, SHERRI, LYNNOwnerVICE PRESIDENT, HEAD EQUITY TRADER, ownership code NA, individual
Mar 30, 2016 to Mar 22, 2024factForm ADV
← TOM, JONATHAN, MATTHEWOwnerSENIOR VICE PRESIDENT, CHIEF OPERATING OFFICER, ownership code NA, individual
Mar 30, 2016 to Mar 22, 2024factForm ADV

Advises (1)

→ MATRIX AGGRESSIVE VALUE PARTNERS, LPPrivate fundOther Private Fund, IA, no longer reported
Mar 30, 2012 to Mar 30, 2012factForm ADV

Dated events

Occurred
Mar 24, 2022
Regulatory AUM changed
Matrix Asset Advisors Inc reported RAUM $994.4M, up 26% from $790.9M (2021-03-30 to 2022-03-24)
Form ADVobserved 3 days ago
$204M
Occurred
Mar 24, 2022
Control person joined
Jacqueline Algava Mandel (Chief Compliance Officer) appeared on Schedule A of Matrix Asset Advisors Inc
Form ADVobserved 3 days ago
Occurred
Mar 24, 2022
Control person left
John Conall Duffin (Vice President, Chief Compliance Officer) no longer on Schedule A of Matrix Asset Advisors Inc (listed 2021-03-30, absent 2022-03-24)
Form ADVobserved 3 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:8ec8725e-6fbf-acdb-6521-ee75c9d8afda
First observed: Mar 30, 2012
Last observed: Mar 24, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

MATRIX ASSET ADVISORS INC

CRD 107408

WHITE PLAINS, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:8ec8725e-6fbf-acdb-6521-ee75c9d8afda

Data as of Mar 24, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 1:58 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

DAVID ADAM KATZ

Chartered Financial Analyst

WHITE PLAINS, NY

n/a

STEPHAN JAN WEINBERGER

Chartered Financial Analyst

WHITE PLAINS, NY

JORDAN FRASER POSNER

n/a

WHITE PLAINS, NY

STEVEN GEORGE ROUKIS

Chartered Financial Analyst

WHITE PLAINS, NY

n/a

LON F BIRNHOLZ

n/a

WHITE PLAINS, NY

n/a

Fund

Type

Reported GAV

As of

Owners

First reported

Status

Form D file

MATRIX AGGRESSIVE VALUE PARTNERS, LP

Other Private Fund

$6.2M

Mar 30, 2012

dropped

021-85052

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

ALGAVA MANDEL, JACQUELINE

CHIEF COMPLIANCE OFFICER

yes

02/2022

Mar 24, 2026

BIRNHOLZ, LON, F

SENIOR MANAGING DIRECTOR/CHIEF FINANCIAL OFFICER

yes

09/2009

Mar 24, 2026

HURWITZ, SHERRI, LYNN

VICE PRESIDENT, HEAD EQUITY TRADER OF CLIENT RELATIONS

yes

01/1999

Mar 24, 2026

KATZ, DAVID, ADAM

PRESIDENT/CHIEF INVESTMENT OFFICER

yes

05/1990

Mar 24, 2026

POSNER, JORDAN, FRASER

MANAGING DIRECTOR / SENIOR PORTFOLIO MANAGER

yes

02/2005

Mar 24, 2026

ROUKIS, STEVEN, GEORGE

MANAGING DIRECTOR / SENIOR PORTFOLIO MANAGER

yes

01/2005

Mar 24, 2026

TOM, JONATHAN, MATTHEW

SENIOR VICE PRESIDENT, CHIEF OPERATING OFFICER

yes

12/2015

Mar 24, 2026

WEINBERGER, STEPHAN, JAN

MANAGING DIRECTOR/SENIOR PORTFOLIO MANAGER

yes

04/2010

Mar 24, 2026

MABEL, LISA, ARYN

VICE PRESIDENT, DIRECTOR OF CLIENT RELATIONS

yes

04/2003

Mar 30, 2016

Mar 22, 2024

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 24, 2026

$1.4B

n/a

2024

Mar 25, 2025

$1.2B

n/a

2023

Mar 22, 2024

$1.0B

n/a

2022

Mar 27, 2023

$885M

n/a

2021

Mar 24, 2022

$994M

n/a

2020

Mar 30, 2021

$791M

n/a

2019

Mar 30, 2020

$814M

n/a

2018

Mar 29, 2019

$717M

n/a

2017

Mar 29, 2018

$793M

n/a

2016

Mar 30, 2017

$764M

n/a

2015

Mar 30, 2016

$679M

n/a

2014

Mar 31, 2015

$1.0B

n/a

2013

Jan 31, 2014

$978M

n/a

2012

Apr 1, 2013

$785M

n/a

2011

Mar 30, 2012

$874M

n/a

$6.2M

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$1.4B

$1.2B

17.2%

$885M

16.5%