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Advisor at M HOLDINGS SECURITIES, INC.
Skokie, IL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| M HOLDINGS SECURITIES, INC. | Bd affiliated wealth | Apr 7, 2017 | n/a | yes | Skokie, IL | Current employment |
| KESTRA ADVISORY SERVICES, LLC | Bd affiliated wealth | Apr 18, 2016 | Apr 20, 2017 | no | SKOKIE, IL | Previous registration |
| NFP ADVISOR SERVICES, LLC | Former SEC adviser | Mar 4, 2011 | Sep 22, 2016 | no | SKOKIE, IL | Previous registration |
| EQUITABLE ADVISORS, LLC | National bd RIA | May 27, 2010 | Mar 8, 2011 | no | SKOKIE, IL | Previous registration |
| EQUITABLE ADVISORS, LLC | National bd RIA | Feb 9, 2005 | May 26, 2010 | no | SKOKIE, IL|SKOKIE, IL|NEW YORK, NY | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| KESTRA ADVISORY SERVICES, LLC | M HOLDINGS SECURITIES, INC. | Apr 20, 2017 | Apr 7, 2017 | -13 | Firm change | Other |
| NFP ADVISOR SERVICES, LLC | KESTRA ADVISORY SERVICES, LLC | Sep 22, 2016 | Apr 18, 2016 | -157 | Bulk transfer | Other |
| EQUITABLE ADVISORS, LLC | NFP ADVISOR SERVICES, LLC | Mar 8, 2011 | Mar 4, 2011 | -4 | Firm change | Other |