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Advisor at HIGHTOWER ADVISORS, LLC
CHICAGO, IL | New York City, NY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| HIGHTOWER ADVISORS, LLC | Bd affiliated wealth | Mar 18, 2021 | n/a | yes | CHICAGO, IL|New York City, NY | Current employment |
| UBS FINANCIAL SERVICES INC. | Wirehouse | Jun 7, 2004 | Aug 13, 2010 | no | NEW YORK, NY|NEW YORK, NY|WEEHAWKEN, NJ|NEW YORK, NY|WEEHAWKEN, NJ | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| UBS FINANCIAL SERVICES INC. | HIGHTOWER ADVISORS, LLC | Aug 13, 2010 | Mar 18, 2021 | 3,870 | Firm change after gap | Wirehouse to ibd |