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Advisor at MML INVESTORS SERVICES, LLC
FAIRFIELD, CT | SHELTON, CT
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| MML INVESTORS SERVICES, LLC | Bd affiliated wealth | Mar 25, 2017 | n/a | yes | SHELTON, CT|FAIRFIELD, CT | Current employment |
| MSI FINANCIAL SERVICES, INC. | Former SEC adviser | Jan 14, 2014 | Mar 25, 2017 | no | SHELTON, CT | Previous registration |
| WADDELL & REED | Former SEC adviser | Sep 6, 2013 | Oct 22, 2013 | no | HAMDEN, CT | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MSI FINANCIAL SERVICES, INC. | MML INVESTORS SERVICES, LLC | Mar 25, 2017 | Mar 25, 2017 | 0 | Bulk transfer | Other |
| WADDELL & REED | MSI FINANCIAL SERVICES, INC. | Oct 22, 2013 | Jan 14, 2014 | 84 | Firm change | Other |