DFX Intelligence

C•••• E••••• R•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)21 years in industry

C•••• E••••• R•••••

Advisor at G••••• W••••• A••••••• L••

VIRGINIA BEACH, VA

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 24, 2026, 1:55 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 1
On other graphs: 0
Observed: Aug 16, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: G••••• W••••• A••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Aug 15, 2005earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 6

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
G••••• W••••• A••••••• L••	Independent wealth	Jan 11, 2024	n/a	yes	VIRGINIA BEACH, VA	Current employment
N•••••• A•••••••	Bd affiliated wealth	Nov 17, 2021	Feb 1, 2024	no	Virginia Beach, VA\|NEW ORLEANS, LA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
N•••••• A•••••••	G••••• W••••• A••••••• L••	Feb 1, 2024	Jan 11, 2024	-21	Firm change	Ibd to new firm
T••••• A••••••• S•••••••• I•••	N•••••• A•••••••	Nov 17, 2021	Nov 17, 2021

Relationships

Registered with (7)

→ G••••• W••••• A••••••• L••Registered adviserregistration: current employment
Jan 11, 2024 to presentfactForm ADV
→ N•••••• A•••••••Registered adviserregistration: previous registration
Nov 17, 2021 to Feb 1, 2024factForm ADV
→ T••••• A••••••• S•••••••• I•••Registered adviserregistration: previous registration
Feb 17, 2021 to Nov 17, 2021factForm ADV
→ B••• S••••••••• L••

Dated events

Order

Occurred
1 Feb 2024
Advisor changed firm
••• Locked
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Aug 16, 2005
Last observed: Sep 14, 2026 10 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.