DFX Intelligence

Data Factory

A••••••• O••••••••• Z••• P••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM under $100M

A••••••• O••••••••• Z••• P••••••• L••

CRD 299503

ASHBURN, VA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:8ee549e3-aeb0-719f-1266-2024855c69fc

Data as of Jul 17, 2019 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 11:52 AM UTC and rebuilt at most every 15 minutes.

Relationships: 12
Dated events: 1
On other graphs: 1
Observed: Dec 2, 2018 to Jul 17, 2019
5 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Real Estate Fundsidentity

A••••••• O••••••••• Z••• P••••••• L••

Real estate fund manager · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $5.8M••• Locked
Discretionary RAUM: $5.8M
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 5
Advisory employees

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
A••••••• O••••••••• Z••• C•• F••• I•	Real Estate Fund	$5.8M	Jul 17, 2019	1	Dec 2, 2018	reported	n/a

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
A•• R••••• A•••••••• L••	Owner	D	yes	11/2018	Dec 2, 2018	Jul 17, 2019
A••••••• P•••••••• L••	Owner	D	yes	11/2018	Dec 2, 2018	Jul 17, 2019

Offices

••• Locked

City	State	Country	Employees	Also broker-dealer
NEW YORK	NY	United States	2	no

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2018	Mar 29, 2019	$0	$0	5	3	1	1	$0

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2018	$5.8M	n/a	n/a	n/a	n/a	5	n/a	1	n/a

Relationships

Advises (1)

→ A••••••• O••••••••• Z••• C•• F••• I•Private fundReal Estate Fund, IA
Dec 2, 2018 to presentfactForm ADV

Controls (8)

← M••••••• D••••• E•••••OwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Dec 2, 2018 to presentfactForm ADV
← H•••• M•••• A••••OwnerOWNER, ownership code E, individual
Dec 2, 2018 to presentfactForm ADV
← B•••••• A••••••• S••••OwnerOWNER, ownership code E, individual

Dated events

Occurred
Dec 2, 2018
First Form ADV filing
A••••••• O••••••••• Z••• P••••••• L•• filed its initial SEC registration (Form ADV)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:8ee549e3-aeb0-719f-1266-2024855c69fc
First observed: Dec 2, 2018
Last observed: Jul 17, 2019 87 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.