DFX Intelligence

T•• K••••• M•••••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM under $100M

T•• K••••• M•••••

T•• K••••• M•••••, LLC, CRD 284387

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Search this name across graphsid dfx:ria:8ee5ef3c-ad65-8643-350a-39bd2c7c89f1

Data as of Nov 17, 2020 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 12:59 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Jul 7, 2016 to Nov 17, 2020
13 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $573,929••• Locked
Discretionary RAUM: $573,929
Private client RAUM: $573,929derived••• Locked
Private client share: 100%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 3

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
F••••••• S•••••• J•••••	Owner	C	yes	01/2012	Jul 7, 2016	Nov 17, 2020
L••••••• P•••• E•••	MANAGING MEMBER, CCO	D	yes	01/2012	Jul 7, 2016	Nov 17, 2020

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2019	Mar 27, 2020

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2019	$573,929	$472,493	21.5%	$238,520	34.0%	3	2	0	0

Relationships

Controls (2)

← L••••••• P•••• E•••OwnerMANAGING MEMBER, CCO, ownership code D, individual
Jul 7, 2016 to presentfactForm ADV
← F••••••• S•••••• J•••••OwnerOWNER, ownership code C, individual
Jul 7, 2016 to presentfactForm ADV

Owns (1)

← B••••• D••••• F•••••••OwnerOWNER, ownership code B, individual
Jul 7, 2016 to presentfactForm ADV

Dated events

Occurred
Jul 7, 2016
First Form ADV filing
T•• K••••• M••••• filed its initial SEC registration (Form ADV)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:8ee5ef3c-ad65-8643-350a-39bd2c7c89f1
First observed: Jul 7, 2016
Last observed: Nov 17, 2020 71 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.